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Michael Christopher Lowder
MICHAEL CHRISTOPHER LOWDER, MICHAEL LOWDER, MIKE LOWDER, Michael C Lowder
CRD#: 6103782
IA
Investment Adviser
B
Broker
ADVICE AND PLANNING SERVICESCRD#: 20472 505 WAKARA WAY
SUITE 220
SALT LAKE CITY, UT 84108
Registration History
201220142016201820202022202420262 FIRMS2018 - 2018 (<1 year)2 FIRMS2018 - 2019 (<1 year)2 FIRMS2019 - 2023 (3 years)2 FIRMS2024 - Present (1 year)BMORGAN STANLEY (CRD# 149777)2022 - 2023 (<1 year)BFIDELITY BROKERAGE SERVICES LLC (CRD# 7784)2012 - 2018 (5 years)IAMORGAN STANLEY (CRD# 149777)2023 - 2023 (<1 year)IASTRATEGIC ADVISERS LLC (CRD# 104555)2015 - 2018 (2 years)
License(s)

State Registrations

B
Alabama 1/10/2024

B
Montana 1/10/2024

B
Alaska 1/10/2024

B
Nebraska 1/10/2024

B
Arizona 1/10/2024

B
Nevada 1/10/2024

B
Arkansas 1/10/2024

B
New Hampshire 1/10/2024

B
California 1/10/2024

B
New Jersey 1/10/2024

B
Colorado 1/10/2024

B
New Mexico 1/10/2024

B
Connecticut 1/10/2024

B
New York 1/10/2024

B
Delaware 1/10/2024

B
North Carolina 1/10/2024

B
District of Columbia 1/10/2024

B
North Dakota 1/10/2024

B
Florida 1/10/2024

B
Ohio 1/10/2024

B
Georgia 1/10/2024

B
Oklahoma 1/10/2024

B
Hawaii 1/10/2024

B
Oregon 1/10/2024

B
Idaho 1/10/2024

B
Pennsylvania 1/10/2024

B
Illinois 1/10/2024

B
Rhode Island 1/10/2024

B
Indiana 1/10/2024

B
South Carolina 1/10/2024

B
Iowa 1/10/2024

B
South Dakota 1/10/2024

B
Kansas 1/10/2024

B
Tennessee 1/10/2024

B
Kentucky 1/10/2024

B
Texas 1/10/2024

B
Louisiana 1/10/2024

B
Utah 1/10/2024

B
Maine 1/10/2024

IA
Utah 1/10/2024

B
Maryland 1/10/2024

B
Vermont 1/10/2024

B
Massachusetts 1/10/2024

B
Virginia 1/10/2024

B
Michigan 1/10/2024

B
Washington 1/10/2024

B
Minnesota 1/10/2024

B
West Virginia 1/10/2024

B
Mississippi 1/10/2024

B
Wisconsin 1/10/2024

B
Missouri 1/10/2024

B
Wyoming 1/10/2024

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
ADVICE AND PLANNING SERVICES (CRD#:20472)
505 WAKARA WAY SUITE 220, SALT LAKE CITY, UT 84108
Uintah, UT
Registered with this firm since 1/10/2024

B
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (CRD#:20472)
505 WAKARA WAY SUITE 220, SALT LAKE CITY, UT 84108
Uintah, UT
Registered with this firm since 1/10/2024

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
01/10/2023 - 08/14/2023 MORGAN STANLEY (CRD#:149777) Sandy, UT
IA
10/30/2019 - 08/14/2023 E*TRADE CAPITAL MANAGEMENT, LLC (CRD#:42159) Sandy, UT
B
12/21/2022 - 08/14/2023 MORGAN STANLEY (CRD#:149777) Sandy, UT
B
10/24/2019 - 08/14/2023 E*TRADE SECURITIES LLC (CRD#:29106) SANDY, UT
IA
12/11/2018 - 10/29/2019 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) SALT LAKE CITY, UT
B
12/10/2018 - 10/29/2019 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) SALT LAKE CITY, UT
IA
04/30/2018 - 11/27/2018 J.P. MORGAN SECURITIES LLC (CRD#:79) OGDEN, UT
B
04/30/2018 - 11/27/2018 J.P. MORGAN SECURITIES LLC (CRD#:79) OGDEN, UT
IA
08/24/2015 - 05/08/2018 STRATEGIC ADVISERS LLC (CRD#:104555) SALT LAKE CITY, UT
B
10/18/2012 - 04/25/2018 FIDELITY BROKERAGE SERVICES LLC (CRD#:7784) SALT LAKE CITY, UT
For additional information about investment advisers or broker-dealers, please visit
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.