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STEPHEN COSTA
STEPHEN JOSEPH COSTA
CRD#: 6103205
IA
B
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INCCRD#: 149018 625 Beachland Boulevard
Suite 2
Vero Beach, FL 32963
Suite 2
Vero Beach, FL 32963
RAYMOND JAMES FINANCIAL SERVICES, INC.CRD#: 6694 625 BEACHLAND BLVD
SUITE 2
VERO BEACH, FL 32963
SUITE 2
VERO BEACH, FL 32963
0
Disclosures
11
Years of Experience
View By:
State Registrations
B
Florida 10/30/2023
IA
Florida 11/3/2023
SRO Registrations
B
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IA
Registered with this firm since 11/3/2023
B
Registered with this firm since 10/30/2023
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 06/07/2023 - 10/30/2023 | WEST PALM BEACH, FL | |
B | 06/06/2023 - 10/30/2023 | WEST PALM BEACH, FL | |
IA | 03/17/2022 - 12/12/2022 | VERO BEACH, FL | |
IA | 05/07/2019 - 03/04/2022 | Boston, MA | |
B | 04/30/2019 - 03/04/2022 | Boston, MA | |
IA | 09/21/2016 - 04/22/2019 | BOSTON, MA | |
IA | 09/21/2016 - 04/22/2019 | BOSTON, MA | |
B | 09/15/2016 - 04/22/2019 | BOSTON, MA | |
IA | 08/25/2015 - 09/23/2016 | BRAINTREE, MA | |
B | 06/02/2016 - 08/30/2016 | BOSTON, MA | |
IA | 06/07/2016 - 08/17/2016 | BOSTON, MA | |
B | 08/11/2015 - 12/21/2015 | BRAINTREE, MA | |
IA | 04/08/2013 - 06/26/2015 | BOSTON, MA | |
B | 10/02/2012 - 06/26/2015 | BOSTON, MA |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.