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Detailed Report
LiJun Shi
AMY SHI, LI JUN SHI
CRD#: 6102496
IA
Investment Adviser
B
Broker
GLOBALINK WEALTH MANAGEMENT, LLCCRD#: 323294 3452 EAST FOOTHILL BLVD.
SUITE 1040
PASADENA, CA 91107
GLOBALINK SECURITIES, INC.CRD#: 29721 3452 EAST FOOTHILL BOULEVARD
SUITE 1040
PASADENA, CA 91107
Registration History
201320142015201620172018201920202021202220232024202520262 FIRMS2024 - Present (1 year)BJ.P. MORGAN SECURITIES LLC (CRD# 79)2013 - 2023 (9 years)
License(s)

State Registrations

IA
California 4/3/2024
B
California 4/4/2024

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
GLOBALINK WEALTH MANAGEMENT, LLC (CRD#:323294)
3452 EAST FOOTHILL BLVD. SUITE 1040, PASADENA, CA 91107
Registered with this firm since 4/3/2024
B
GLOBALINK SECURITIES, INC. (CRD#:29721)
3452 EAST FOOTHILL BOULEVARD SUITE 1040, PASADENA, CA 91107
Registered with this firm since 4/4/2024
Previous Registration(s)
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B
 04/01/2013 - 01/03/2023 J.P. MORGAN SECURITIES LLC (CRD#:79) IRVINE, CA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.