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Detailed Report
Tara Hockett Wiswall
TARA DIANE HOCKETT, TARA HOCKETT WISWALL, Tara Wiswall
CRD#: 6102100
IA
Investment Adviser
B
Broker
EDWARD JONESCRD#: 250 1363 COLUMBIA PARK TRAIL
SUITE 102
RICHLAND, WA 99352-4770
Registration History
201220142016201820202022202420262 FIRMS2018 - Present (6 years)BCETERA INVESTMENT SERVICES LLC (CRD# 15340)2012 - 2018 (6 years)IACETERA INVESTMENT ADVISERS LLC (CRD# 105644)2014 - 2018 (4 years)IACETERA INVESTMENT SERVICES LLC (CRD# 15340)2013 - 2014 (1 year)
License(s)

State Registrations

B
Arizona 9/26/2022
B
New Hampshire 2/12/2021
B
California 9/7/2018
B
New York 7/6/2020
B
Colorado 3/7/2024
B
Oregon 9/7/2018
B
Georgia 4/29/2024
B
Pennsylvania 9/17/2018
B
Idaho 2/1/2019
B
Utah 11/20/2018
B
Indiana 9/9/2021
B
Virginia 3/8/2021
B
Massachusetts 5/1/2024
B
Washington 9/7/2018
B
Montana 7/10/2024
IA
Washington 9/7/2018
B
Nevada 11/18/2024

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
EDWARD JONES (CRD#:250)
1363 COLUMBIA PARK TRAIL SUITE 102, RICHLAND, WA 99352-4770
1363 COLUMBIA PARK TRAIL SUITE 102, RICHLAND, WA 99352-4770
Registered with this firm since 9/7/2018
B
EDWARD JONES (CRD#:250)
1363 COLUMBIA PARK TRAIL SUITE 102, RICHLAND, WA 99352-4770
1363 COLUMBIA PARK TRAIL SUITE 102, RICHLAND, WA 99352-4770
Registered with this firm since 9/7/2018
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 01/21/2014 - 09/04/2018 CETERA INVESTMENT ADVISERS LLC (CRD#:105644) KENNEWICK, WA
B
 09/17/2012 - 09/04/2018 CETERA INVESTMENT SERVICES LLC (CRD#:15340) KENNEWICK, WA
IA
 01/07/2013 - 01/21/2014 CETERA INVESTMENT SERVICES LLC (CRD#:15340) KENNEWICK, WA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.