Investment Adviser Public Disclosure SECNASAASECNASAASECNASAA
  • Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
< Back to Results
Detailed Report
James Morgan Rogers
J MORGAN ROGERS, J MORGAN ROGERS, J. MORGAN ROGERS, J. ROGERS, JAMES M. ROGERS…
CRD#: 6101155
IA
Investment Adviser
B
Previous Broker
AURELIUS FAMILY OFFICE, LLCCRD#: 323016 Colorado Springs, CO
Registration History
201220142016201820202022202420262 FIRMS2012 - 2013 (1 year)2 FIRMS2013 - 2014 (<1 year)2 FIRMS2014 - 2015 (1 year)IAAURELIUS FAMILY OFFICE, LLC (CRD# 323016)2023 - Present (2 years)IAACCELERATED WEALTH ADVISORS LLC (CRD# 170022)2021 - 2022 (1 year)
License(s)

State Registrations

IA
Colorado 2/21/2023
Current Registration(s)
IA
AURELIUS FAMILY OFFICE, LLC (CRD#:323016)
Colorado Springs, CO
Registered with this firm since 2/21/2023
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 04/14/2021 - 10/06/2022 ACCELERATED WEALTH ADVISORS LLC (CRD#:170022) COLORADO SPRINGS, CO
IA
 05/06/2014 - 10/23/2015 RAYMOND JAMES & ASSOCIATES, INC. (CRD#:705) ST. PETERSBURG, FL
B
 05/02/2014 - 10/23/2015 RAYMOND JAMES & ASSOCIATES, INC. (CRD#:705) ST. PETERSBURG, FL
IA
 11/07/2013 - 04/29/2014 ALLIANCEBERNSTEIN L.P. (CRD#:108477) TAMPA, FL
B
 11/01/2013 - 04/29/2014 SANFORD C. BERNSTEIN & CO., LLC (CRD#:104474) TAMPA, FL
IA
 11/06/2012 - 09/10/2013 EDWARD JONES (CRD#:250) ST PETERSBURG, FL
B
 09/13/2012 - 09/10/2013 EDWARD JONES (CRD#:250) ST PETERSBURG, FL
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.