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MATTHEW E DODGE
CRD#: 6099481
IA
Investment Adviser
B
Broker
UBS FINANCIAL SERVICES INC.CRD#: 8174 11 S. Main Street
Suite 300
CONCORD, NH 03301
Registration History
201220142016201820202022202420262 FIRMS2014 - Present (10 years)BGFI SECURITIES LLC (CRD# 19982)2012 - 2013 (<1 year)
License(s)

State Registrations

B
Arizona 10/8/2014

IA
New Hampshire 8/4/2014

B
California 8/8/2014

B
New Jersey 8/8/2014

B
Colorado 10/8/2014

B
New York 8/8/2014

B
Connecticut 8/8/2014

B
North Carolina 4/20/2017

B
Delaware 10/8/2014

B
Ohio 1/8/2019

B
District of Columbia 1/3/2019

B
Oklahoma 1/8/2019

B
Florida 8/8/2014

B
Oregon 10/8/2014

B
Hawaii 10/8/2014

B
Pennsylvania 10/8/2014

B
Illinois 1/3/2019

B
Rhode Island 10/8/2014

B
Indiana 10/8/2014

B
South Carolina 8/11/2014

B
Maine 10/8/2014

B
Texas 10/8/2014

B
Maryland 1/3/2019

IA
Texas 6/6/2016

B
Massachusetts 8/8/2014

B
Utah 10/8/2014

B
Michigan 1/8/2019

B
Vermont 8/8/2014

B
Minnesota 1/3/2019

B
Virginia 10/8/2014

B
Montana 11/17/2016

B
Washington 10/8/2014

B
Nevada 4/7/2016

B
Wyoming 1/8/2019

B
New Hampshire 8/4/2014

SRO Registrations

B
BOX Exchange LLC

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
Nasdaq ISE, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
UBS FINANCIAL SERVICES INC. (CRD#:8174)
11 S. Main Street Suite 300, CONCORD, NH 03301
Concord, NH
Registered with this firm since 8/4/2014

B
UBS FINANCIAL SERVICES INC. (CRD#:8174)
11 S. Main Street Suite 300, CONCORD, NH 03301
Concord, NH
Registered with this firm since 7/16/2014

Previous Registration(s)
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B
10/24/2012 - 08/06/2013 GFI SECURITIES LLC (CRD#:19982) NEW YORK, NY
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.