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Detailed Report
ANNA D SLASKI
CRD#: 6098159
IA
Investment Adviser
B
Broker
MORGAN STANLEYCRD#: 149777 2000 WESTCHESTER AVENUE
PURCHASE, NY 10577-2530
Registration History
201220142016201820202022202420262 FIRMS2020 - Present (4 years)BUBS FINANCIAL SERVICES INC. (CRD# 8174)2012 - 2020 (7 years)IAUBS FINANCIAL SERVICES INC. (CRD# 8174)2017 - 2020 (3 years)
License(s)

State Registrations

B
Connecticut 11/2/2020
B
New York 11/2/2020
IA
Connecticut 11/3/2020
IA
New York 6/16/2021

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MORGAN STANLEY (CRD#:149777)
2000 WESTCHESTER AVENUE, PURCHASE, NY 10577-2530
Registered with this firm since 11/3/2020
B
MORGAN STANLEY (CRD#:149777)
2000 WESTCHESTER AVENUE, PURCHASE, NY 10577-2530
Registered with this firm since 11/2/2020
Previous Registration(s)
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IA
 10/20/2017 - 10/12/2020 UBS FINANCIAL SERVICES INC. (CRD#:8174) WEEHAWKEN, NJ
B
 11/07/2012 - 10/12/2020 UBS FINANCIAL SERVICES INC. (CRD#:8174) WEEHAWKEN, NJ
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.