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DANIEL DAVID LOTTS
Dan D Lotts, Dan David Lotts, Dan Lotts, Daniel D Lotts, Daniel Lotts
CRD#: 6097898
IA
Investment Adviser
B
Broker
AMERIPRISE FINANCIAL SERVICES, LLCCRD#: 6363 1520 Front Porch Pl
Altoona, WI 54720
Registration History
201320142015201620172018201920202021202220232024202520262 FIRMS2013 - 2014 (1 year)2 FIRMS2014 - 2018 (3 years)2 FIRMS2018 - 2019 (1 year)2 FIRMS2019 - 2024 (5 years)2 FIRMS2024 - Present (<1 year)
License(s)

State Registrations

B
Colorado 9/6/2024

B
Wisconsin 9/6/2024

B
Minnesota 9/6/2024

IA
Wisconsin 9/6/2024

B
Missouri 9/6/2024

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
AMERIPRISE FINANCIAL SERVICES, LLC (CRD#:6363)
1520 Front Porch Pl, Altoona, WI 54720
Eau Claire, WI
Registered with this firm since 9/6/2024

B
AMERIPRISE FINANCIAL SERVICES, LLC (CRD#:6363)
1520 Front Porch Pl, Altoona, WI 54720
Eau Claire, WI
Registered with this firm since 9/6/2024

Previous Registration(s)
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IA
07/17/2019 - 09/20/2024 LPL FINANCIAL LLC (CRD#:6413) CHIPPEWA FALLS, WI
B
07/17/2019 - 09/20/2024 LPL FINANCIAL LLC (CRD#:6413) CHIPPEWA FALLS, WI
IA
07/16/2018 - 08/01/2019 U.S. BANCORP INVESTMENTS, INC. (CRD#:17868) CHIPPEWA FALLS, WI
B
07/16/2018 - 08/01/2019 U.S. BANCORP INVESTMENTS, INC. (CRD#:17868) CHIPPEWA FALLS, WI
IA
09/04/2014 - 07/30/2018 LPL FINANCIAL LLC (CRD#:6413) APPLE VALLEY, MN
B
09/04/2014 - 07/30/2018 LPL FINANCIAL LLC (CRD#:6413) APPLE VALLEY, MN
IA
05/10/2013 - 09/04/2014 EDWARD JONES (CRD#:250) SHAKOPEE, MN
B
03/21/2013 - 09/04/2014 EDWARD JONES (CRD#:250) SHAKOPEE, MN
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.