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Henry Tom
HENRY WEE TOM, HENRY TOM, HENRY WEE
CRD#: 6097075
IA
Investment Adviser
B
Broker
J.P. MORGAN SECURITIES LLCCRD#: 79 2469 HEMPSTEAD TPKE
EAST MEADOW, NY 11554
Registration History
20122014201620182020202220242026IAJ.P. MORGAN SECURITIES LLC (CRD# 79)2020 - Present (4 years)BJ.P. MORGAN SECURITIES LLC (CRD# 79)2019 - Present (5 years)BHSBC SECURITIES (USA) INC. (CRD# 19585)2017 - 2019 (2 years)BJ.P. MORGAN SECURITIES LLC (CRD# 79)2012 - 2017 (4 years)BCHASE INVESTMENT SERVICES CORP. (CRD# 25574)2012 - 2012 (<1 year)
License(s)

State Registrations

B
Arizona 10/20/2021

B
New York 10/21/2019

B
California 10/20/2021

IA
New York 5/3/2021

B
Connecticut 10/21/2019

B
North Carolina 10/20/2021

B
District of Columbia 11/8/2021

B
Oregon 10/20/2021

B
Florida 9/3/2021

B
Pennsylvania 10/20/2021

B
Georgia 11/16/2021

B
Rhode Island 10/20/2021

B
Illinois 10/20/2021

B
South Carolina 10/20/2021

B
Kansas 5/3/2022

B
Tennessee 10/20/2021

B
Maryland 10/20/2021

B
Texas 11/19/2020

B
Massachusetts 10/20/2021

IA
Texas 11/19/2020

B
Missouri 11/16/2021

B
Virginia 10/20/2021

B
New Jersey 10/21/2019

B
Washington 10/20/2021

IA
New Jersey 11/30/2020

SRO Registrations

B
BOX Exchange LLC

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe C2 Exchange, Inc.

B
Cboe EDGA Exchange, Inc.

B
Cboe EDGX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Investors' Exchange LLC

B
Long-Term Stock Exchange, Inc.

B
MEMX LLC

B
MIAX Emerald, LLC

B
MIAX PEARL, LLC

B
MIAX Sapphire

B
Miami International Securities Exchange, LLC

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
NYSE National, Inc.

B
Nasdaq BX, Inc.

B
Nasdaq GEMX, LLC

B
Nasdaq ISE, LLC

B
Nasdaq MRX, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
J.P. MORGAN SECURITIES LLC (CRD#:79)
2469 HEMPSTEAD TPKE, EAST MEADOW, NY 11554
Registered with this firm since 11/19/2020

B
J.P. MORGAN SECURITIES LLC (CRD#:79)
2469 HEMPSTEAD TPKE, EAST MEADOW, NY 11554
Registered with this firm since 10/21/2019

Previous Registration(s)
th hidden textth hidden textNameLocation
B
03/23/2017 - 10/09/2019 HSBC SECURITIES (USA) INC. (CRD#:19585) FLUSHING, NY
B
10/01/2012 - 03/09/2017 J.P. MORGAN SECURITIES LLC (CRD#:79) FLUSHING, NY
B
08/13/2012 - 10/01/2012 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) OAKLAND GARDENS, NY
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.