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Dana R Gesford
GESFORD DANA, Dana Renee Gesford
CRD#: 6097065
IA
Investment Adviser
B
Broker
COMMONWEALTH FINANCIAL NETWORKCRD#: 8032 Tyler, TX
Registration History
201320142015201620172018201920202021202220232024202520262 FIRMS2013 - 2018 (5 years)2 FIRMS2018 - 2024 (6 years)2 FIRMS2024 - Present (<1 year)
Disclosure(s)
View By:
3/16/2023
Financial
Pending
License(s)

State Registrations

B
Texas 12/18/2024

IA
Texas 12/18/2024

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
COMMONWEALTH FINANCIAL NETWORK (CRD#:8032)
Tyler, TX
Registered with this firm since 12/18/2024

B
COMMONWEALTH FINANCIAL NETWORK (CRD#:8032)
Tyler, TX
Registered with this firm since 12/18/2024

Previous Registration(s)
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IA
10/09/2018 - 10/10/2024 EDWARD JONES (CRD#:250) Tyler, TX
B
10/09/2018 - 10/10/2024 EDWARD JONES (CRD#:250) ST. LOUIS, MO
IA
09/11/2013 - 09/26/2018 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) TYLER, TX
B
08/07/2013 - 09/26/2018 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) TYLER, TX
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.