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JAMES ROBERT MEHOK
CRD#: 6096950
IA
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PRIVATE ADVISOR GROUP, LLCCRD#: 155216 930 West U.S. Hwy 30
Schererville, IN 46375
Schererville, IN 46375
LPL FINANCIAL LLCCRD#: 6413 930 WEST US HWY 30
SCHERERVILLE, IN 46375
SCHERERVILLE, IN 46375
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Disclosures
10
Years of Experience
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State Registrations
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Arizona 1/23/2018
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Indiana 6/8/2015
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Florida 11/29/2021
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Indiana 11/15/2018
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Illinois 5/1/2017
SRO Registrations
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Registered with this firm since 11/15/2018
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Registered with this firm since 6/24/2014
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 05/06/2016 - 12/26/2018 | Schererville, IN | |
IA | 10/05/2015 - 10/06/2015 | FORT MILL, SC |
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.