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Franz Berdugo
FRANZ ALWIN BERDUGO, FRANZ BERDUGO
CRD#: 6096129
IA
Investment Adviser
B
Broker
J.P. MORGAN SECURITIES LLCCRD#: 79 1450 Brickell Ave
Floor 32
Miami, FL 33131
Registration History
201320142015201620172018201920202021202220232024202520262 FIRMS2024 - 2024 (<1 year)2 FIRMS2025 - Present (<1 year)BSAFRA SECURITIES LLC (CRD# 47873)2023 - 2024 (1 year)BMORGAN STANLEY (CRD# 149777)2017 - 2022 (5 years)BCITIGROUP GLOBAL MARKETS INC. (CRD# 7059)2014 - 2017 (3 years)BSCOTTRADE, INC. (CRD# 8206)2013 - 2014 (<1 year)IAMORGAN STANLEY (CRD# 149777)2018 - 2022 (4 years)
License(s)

State Registrations

B
Alabama 1/10/2025

B
Nebraska 1/10/2025

B
Alaska 1/10/2025

B
Nevada 1/10/2025

B
Arizona 1/10/2025

B
New Hampshire 1/10/2025

B
Arkansas 1/10/2025

B
New Jersey 1/10/2025

B
California 1/10/2025

B
New Mexico 1/10/2025

B
Colorado 1/10/2025

B
New York 1/10/2025

B
Connecticut 1/10/2025

B
North Carolina 1/10/2025

B
Delaware 1/10/2025

B
North Dakota 1/10/2025

B
District of Columbia 1/10/2025

B
Ohio 1/13/2025

B
Florida 1/10/2025

B
Oklahoma 1/10/2025

IA
Florida 1/21/2025

B
Oregon 1/10/2025

B
Georgia 1/10/2025

B
Pennsylvania 1/10/2025

B
Hawaii 1/10/2025

B
Puerto Rico 1/10/2025

B
Idaho 1/10/2025

B
Rhode Island 1/10/2025

B
Illinois 1/10/2025

B
South Carolina 1/10/2025

B
Indiana 1/10/2025

B
South Dakota 1/10/2025

B
Iowa 1/10/2025

B
Tennessee 1/10/2025

B
Kansas 1/10/2025

B
Texas 1/10/2025

B
Kentucky 1/10/2025

IA
Texas 1/10/2025

B
Louisiana 1/10/2025

B
Utah 1/10/2025

B
Maine 1/10/2025

B
Vermont 1/10/2025

B
Maryland 1/10/2025

B
Virgin Islands 1/10/2025

B
Massachusetts 1/10/2025

B
Virginia 1/10/2025

B
Michigan 1/10/2025

B
Washington 1/10/2025

B
Minnesota 1/10/2025

B
West Virginia 1/10/2025

B
Mississippi 1/10/2025

B
Wisconsin 1/10/2025

B
Missouri 1/10/2025

B
Wyoming 1/10/2025

B
Montana 1/10/2025

SRO Registrations

B
BOX Exchange LLC

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe C2 Exchange, Inc.

B
Cboe EDGA Exchange, Inc.

B
Cboe EDGX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Investors' Exchange LLC

B
Long-Term Stock Exchange, Inc.

B
MEMX LLC

B
MIAX Emerald, LLC

B
MIAX PEARL, LLC

B
MIAX Sapphire

B
Miami International Securities Exchange, LLC

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
NYSE National, Inc.

B
Nasdaq BX, Inc.

B
Nasdaq GEMX, LLC

B
Nasdaq ISE, LLC

B
Nasdaq MRX, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
J.P. MORGAN SECURITIES LLC (CRD#:79)
1450 Brickell Ave Floor 32, Miami, FL 33131
Registered with this firm since 1/10/2025

B
J.P. MORGAN SECURITIES LLC (CRD#:79)
1450 Brickell Ave Floor 32, Miami, FL 33131
Registered with this firm since 1/10/2025

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
05/23/2024 - 12/16/2024 BCI SECURITIES, INC. (CRD#:168047) Miami, FL
B
05/22/2024 - 12/16/2024 BCI SECURITIES, INC. (CRD#:168047) Miami, FL
B
02/16/2023 - 05/21/2024 SAFRA SECURITIES LLC (CRD#:47873) AVENTURA, FL
IA
10/22/2018 - 11/17/2022 MORGAN STANLEY (CRD#:149777) Miami, FL
B
05/12/2017 - 11/17/2022 MORGAN STANLEY (CRD#:149777) Miami, FL
B
05/15/2014 - 05/19/2017 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) MIAMI, FL
B
10/14/2013 - 04/24/2014 SCOTTRADE, INC. (CRD#:8206) MIAMI, FL
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.