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Detailed Report
Stephen R. Fernandes
STEPHEN ROBERT FERNANDES, Stephen R Fernandes II, Stephen R Fernandes
CRD#: 6095813
IA
Investment Adviser
B
Broker
J.P. MORGAN SECURITIES LLCCRD#: 79 5 E Main Rd
Middletown, RI 02842
Registration History
201220142016201820202022202420262 FIRMS2023 - Present (2 years)BCITIZENS SECURITIES, INC. (CRD# 39550)2020 - 2022 (1 year)BCITIZENS SECURITIES, INC. (CRD# 39550)2012 - 2019 (6 years)IACITIZENS INVESTMENT SERVICES (CRD# 39550)2021 - 2022 (<1 year)
License(s)

State Registrations

B
Maine 3/3/2023
B
Rhode Island 3/3/2023
B
Massachusetts 3/3/2023
IA
Rhode Island 3/3/2023
B
New Hampshire 3/3/2023

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
J.P. MORGAN SECURITIES LLC (CRD#:79)
5 E Main Rd, Middletown, RI 02842
Registered with this firm since 3/3/2023
B
J.P. MORGAN SECURITIES LLC (CRD#:79)
5 E Main Rd, Middletown, RI 02842
Registered with this firm since 3/3/2023
Previous Registration(s)
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IA
 03/11/2021 - 01/04/2022 CITIZENS INVESTMENT SERVICES (CRD#:39550) BARRINGTON, RI
B
 10/01/2020 - 01/04/2022 CITIZENS SECURITIES, INC. (CRD#:39550) BARRINGTON, RI
B
 11/14/2012 - 09/12/2019 CITIZENS SECURITIES, INC. (CRD#:39550) JOHNSTON, RI
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.