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JAMES ROSS PRESCOTT
CRD#: 6095346
IA
Investment Adviser
B
Broker
ARIEL INVESTMENTS, LLCCRD#: 108211 200 EAST RANDOLPH STREET
SUITE 2900
CHICAGO, IL 60601-6505
ARIEL DISTRIBUTORS, LLCCRD#: 38333 200 EAST RANDOLPH STREET
SUITE 2900
CHICAGO, IL 60601
Registration History
201220142016201820202022202420262 FIRMS2014 - Present (10 years)IAOAKPATH, LLC (CRD# 161366)2012 - 2014 (1 year)
License(s)

State Registrations

IA
Illinois 9/20/2014

B
Illinois 11/3/2014

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
ARIEL INVESTMENTS, LLC (CRD#:108211)
200 EAST RANDOLPH STREET SUITE 2900, CHICAGO, IL 60601-6505
Registered with this firm since 9/20/2014

B
ARIEL DISTRIBUTORS, LLC (CRD#:38333)
200 EAST RANDOLPH STREET SUITE 2900, CHICAGO, IL 60601
200 EAST RANDOLPH STREET SUITE 2900, CHICAGO, IL 60601
Registered with this firm since 11/3/2014

Previous Registration(s)
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IA
07/19/2012 - 01/15/2014 OAKPATH, LLC (CRD#:161366) NORTHBROOK, IL
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.