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STEPHEN MCKINLEY
CRD#: 6094960
IA
Investment Adviser
B
Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 10000 AVALON BLVD
ALPHARETTA, GA 30009
Registration History
201320142015201620172018201920202021202220232024202520262 FIRMS2013 - Present (11 years)
License(s)

State Registrations

B
Alabama 12/9/2013

B
Minnesota 11/6/2020

B
Arizona 10/9/2018

B
Missouri 2/16/2024

B
California 12/9/2013

B
New Jersey 3/9/2021

B
Colorado 3/23/2020

B
New York 2/14/2017

B
Delaware 12/20/2024

B
North Carolina 4/25/2016

B
Florida 4/13/2016

B
Ohio 1/17/2023

B
Georgia 11/22/2013

B
South Carolina 4/13/2016

IA
Georgia 11/22/2013

B
Tennessee 4/13/2016

B
Hawaii 8/18/2023

B
Texas 2/25/2014

B
Idaho 3/14/2023

IA
Texas 2/25/2014

B
Illinois 12/9/2013

B
Utah 2/9/2024

B
Indiana 9/9/2024

B
Virginia 2/14/2024

B
Kansas 9/24/2021

B
Washington 10/5/2021

B
Massachusetts 6/26/2018

B
Wisconsin 6/30/2021

B
Michigan 11/17/2020

SRO Registrations

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
10000 AVALON BLVD, ALPHARETTA, GA 30009
Registered with this firm since 11/22/2013

B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
10000 AVALON BLVD, ALPHARETTA, GA 30009
Registered with this firm since 10/19/2013

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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.