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Rebecca M Grimm
REBECCA MARIE GRIMM
CRD#: 6094768
IA
Investment Adviser
B
Broker
J.P. MORGAN SECURITIES LLCCRD#: 79 3401 Morse Crossing
Columbus, OH 43219
Registration History
20122014201620182020202220242026IAJ.P. MORGAN SECURITIES LLC (CRD# 79)2022 - Present (2 years)BJ.P. MORGAN SECURITIES LLC (CRD# 79)2021 - Present (3 years)BNATIONWIDE INVESTMENT SERVICES... (CRD# 7110)2012 - 2020 (7 years)
Disclosure(s)
View By:
9/3/2018
Financial
Final
License(s)

State Registrations

B
Alabama 6/29/2021

B
Nevada 4/30/2021

B
Alaska 4/27/2021

B
New Hampshire 4/19/2021

B
Arizona 4/22/2021

B
New Jersey 4/18/2021

B
Arkansas 4/19/2021

B
New Mexico 4/19/2021

B
California 4/19/2021

B
New York 4/18/2021

B
Colorado 3/15/2021

B
North Carolina 4/21/2021

B
Connecticut 4/19/2021

B
North Dakota 4/22/2021

B
Delaware 4/26/2021

B
Ohio 3/15/2021

B
District of Columbia 3/19/2021

IA
Ohio 11/22/2022

B
Florida 3/17/2021

B
Oklahoma 4/19/2021

B
Georgia 4/20/2021

B
Oregon 6/4/2021

B
Hawaii 4/19/2021

B
Pennsylvania 4/19/2021

B
Idaho 4/20/2021

B
Puerto Rico 3/19/2021

B
Illinois 4/22/2021

B
Rhode Island 4/26/2021

B
Indiana 4/19/2021

B
South Carolina 4/21/2021

B
Iowa 4/21/2021

B
South Dakota 4/29/2021

B
Kansas 4/19/2021

B
Tennessee 4/19/2021

B
Kentucky 4/19/2021

B
Texas 4/19/2021

B
Louisiana 4/6/2021

IA
Texas 11/29/2022

B
Maine 4/21/2021

B
Utah 4/19/2021

B
Maryland 3/15/2021

B
Vermont 4/19/2021

B
Massachusetts 4/20/2021

B
Virgin Islands 4/21/2021

B
Michigan 4/20/2021

B
Virginia 4/21/2021

B
Minnesota 4/19/2021

B
Washington 4/16/2021

B
Mississippi 4/19/2021

B
West Virginia 4/19/2021

B
Missouri 4/19/2021

B
Wisconsin 4/19/2021

B
Montana 4/16/2021

B
Wyoming 4/19/2021

B
Nebraska 4/22/2021

SRO Registrations

B
BOX Exchange LLC

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe C2 Exchange, Inc.

B
Cboe EDGA Exchange, Inc.

B
Cboe EDGX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Investors' Exchange LLC

B
Long-Term Stock Exchange, Inc.

B
MEMX LLC

B
MIAX Emerald, LLC

B
MIAX PEARL, LLC

B
MIAX Sapphire

B
Miami International Securities Exchange, LLC

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
NYSE National, Inc.

B
Nasdaq BX, Inc.

B
Nasdaq GEMX, LLC

B
Nasdaq ISE, LLC

B
Nasdaq MRX, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
J.P. MORGAN SECURITIES LLC (CRD#:79)
3401 Morse Crossing, Columbus, OH 43219
Columbus, OH
Registered with this firm since 11/21/2022

B
J.P. MORGAN SECURITIES LLC (CRD#:79)
3401 Morse Crossing, Columbus, OH 43219
Columbus, OH
Registered with this firm since 3/12/2021

Previous Registration(s)
th hidden textth hidden textNameLocation
B
10/05/2012 - 08/14/2020 NATIONWIDE INVESTMENT SERVICES CORPORATION (CRD#:7110) COLUMBUS, OH
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.