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Detailed Report
TOSH ANTHONY MATTEIS
TOSH A MATTEIS, TOSH MATTEIS
CRD#: 6094004
IA
Investment Adviser
B
Broker
VALIC FINANCIAL ADVISORS, INC.CRD#: 42803 2901 DOUGLAS BOULEVARD
SUITE 150
ROSEVILLE, CA 95661
Registration History
20132014201520162017201820192020202120222023202420252026IAVALIC FINANCIAL ADVISORS, INC. (CRD# 42803)2020 - Present (4 years)BVALIC FINANCIAL ADVISORS, INC. (CRD# 42803)2018 - Present (6 years)BPRINCIPAL SECURITIES, INC. (CRD# 1137)2015 - 2018 (3 years)BPRUCO SECURITIES, LLC. (CRD# 5685)2013 - 2015 (1 year)BFIRST COMMAND FINANCIAL PLANNI... (CRD# 3641)2013 - 2013 (<1 year)
License(s)

State Registrations

B
Alaska 4/20/2022
B
Montana 8/20/2021
IA
Alaska 4/20/2022
IA
Montana 8/20/2021
B
Arizona 8/20/2021
B
Nevada 10/11/2018
IA
Arizona 9/8/2021
IA
Nevada 7/6/2020
B
California 9/24/2018
B
North Carolina 10/10/2024
IA
California 6/19/2020
IA
North Carolina 10/10/2024
B
Colorado 8/20/2021
B
Oregon 8/20/2021
IA
Colorado 8/20/2021
IA
Oregon 8/20/2021
B
Florida 12/1/2022
B
South Dakota 5/29/2024
IA
Florida 12/6/2022
IA
South Dakota 5/29/2024
B
Idaho 2/27/2023
B
Texas 3/7/2022
B
Missouri 2/27/2023
IA
Texas 3/7/2022

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
VALIC FINANCIAL ADVISORS, INC. (CRD#:42803)
2901 DOUGLAS BOULEVARD SUITE 150, ROSEVILLE, CA 95661
Registered with this firm since 6/19/2020
B
VALIC FINANCIAL ADVISORS, INC. (CRD#:42803)
2901 DOUGLAS BOULEVARD SUITE 150, ROSEVILLE, CA 95661
Registered with this firm since 9/24/2018
Previous Registration(s)
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B
 05/01/2015 - 10/02/2018 PRINCIPAL SECURITIES, INC. (CRD#:1137) Roseville, CA
B
 10/14/2013 - 05/04/2015 PRUCO SECURITIES, LLC. (CRD#:5685) SAN DIEGO, CA
B
 04/15/2013 - 09/30/2013 FIRST COMMAND FINANCIAL PLANNING, INC. (CRD#:3641) SAN DIEGO, CA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.