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Detailed Report
JONATHAN ROBERT LITMER
CRD#: 6092821
IA
Investment Adviser
B
Broker
AMERIPRISE FINANCIAL SERVICES, LLCCRD#: 6363 408 BLANKENBAKER PKWY
SUITE 100
LOUISVILLE, KY 40243-1896
Registration History
201220142016201820202022202420262 FIRMS2018 - Present (6 years)BFIDELITY BROKERAGE SERVICES LLC (CRD# 7784)2012 - 2018 (5 years)IASTRATEGIC ADVISERS LLC (CRD# 104555)2014 - 2018 (4 years)
License(s)

State Registrations

B
Alabama 4/24/2018
B
Montana 3/4/2021
B
Arizona 4/24/2018
B
Nevada 3/17/2022
B
California 4/24/2018
B
New Jersey 3/4/2021
B
Colorado 4/24/2018
B
New Mexico 4/24/2018
B
Florida 4/24/2018
B
New York 4/24/2018
B
Georgia 4/24/2018
B
North Carolina 4/24/2018
B
Idaho 4/24/2018
B
North Dakota 5/21/2021
B
Illinois 4/24/2018
B
Ohio 4/24/2018
B
Indiana 4/24/2018
IA
Ohio 2/4/2022
B
Iowa 5/21/2021
B
Oregon 4/24/2018
B
Kansas 3/13/2024
B
Pennsylvania 4/24/2018
B
Kentucky 4/24/2018
B
South Carolina 4/24/2018
IA
Kentucky 8/8/2018
B
Tennessee 4/24/2018
B
Louisiana 9/28/2018
B
Texas 4/24/2018
B
Maryland 4/24/2018
IA
Texas 4/24/2018
B
Massachusetts 4/24/2018
B
Utah 4/24/2018
B
Michigan 3/4/2021
B
Virginia 4/24/2018
B
Minnesota 4/24/2018
B
Washington 4/24/2018
IA
Minnesota 4/30/2018
B
Wisconsin 4/24/2018

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
AMERIPRISE FINANCIAL SERVICES, LLC (CRD#:6363)
408 BLANKENBAKER PKWY SUITE 100, LOUISVILLE, KY 40243-1896
Cleves, OH
Registered with this firm since 4/24/2018
B
AMERIPRISE FINANCIAL SERVICES, LLC (CRD#:6363)
408 BLANKENBAKER PKWY SUITE 100, LOUISVILLE, KY 40243-1896
Cleves, OH
Registered with this firm since 4/24/2018
Previous Registration(s)
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IA
 03/13/2014 - 04/09/2018 STRATEGIC ADVISERS LLC (CRD#:104555) COVINGTON, KY
B
 09/18/2012 - 04/02/2018 FIDELITY BROKERAGE SERVICES LLC (CRD#:7784) COVINGTON, KY
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.