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MICHAEL CLIFFORD HALLETT
MICHAEL C. HALLETT, MICHAEL HALLETT
CRD#: 6092689
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 1525 WEST WT HARRIS BLVD
BLDG 3 - 3RD FL
CHARLOTTE, NC 28262
Registration History
201220142016201820202022202420262 FIRMS2012 - 2013 (1 year)2 FIRMS2014 - 2017 (3 years)2 FIRMS2017 - 2018 (1 year)2 FIRMS2020 - Present (5 years)
Disclosure(s)
View By:
7/10/2020
Financial
Final
License(s)

State Registrations

B
Alabama 2/7/2020

B
Nebraska 2/12/2020

B
Alaska 2/10/2020

B
Nevada 2/13/2020

B
Arizona 2/12/2020

B
New Hampshire 2/10/2020

B
Arkansas 2/7/2020

B
New Jersey 2/7/2020

B
California 2/7/2020

B
New Mexico 2/7/2020

B
Colorado 2/17/2020

B
New York 2/12/2020

B
Connecticut 2/7/2020

IA
North Carolina 2/3/2020

B
Delaware 2/11/2020

B
North Carolina 2/6/2020

B
District of Columbia 2/10/2020

B
North Dakota 2/18/2020

B
Florida 2/10/2020

B
Ohio 2/7/2020

B
Georgia 2/10/2020

B
Oklahoma 2/7/2020

B
Hawaii 2/10/2020

B
Oregon 2/14/2020

B
Idaho 2/10/2020

B
Pennsylvania 2/10/2020

B
Illinois 3/5/2020

B
Puerto Rico 2/19/2020

B
Indiana 2/7/2020

B
Rhode Island 2/10/2020

B
Iowa 2/11/2020

B
South Carolina 2/7/2020

B
Kansas 2/14/2020

B
South Dakota 2/12/2020

B
Kentucky 2/7/2020

B
Tennessee 2/10/2020

B
Louisiana 2/7/2020

B
Texas 2/10/2020

B
Maine 2/10/2020

B
Utah 2/7/2020

B
Maryland 2/7/2020

B
Vermont 2/10/2020

B
Massachusetts 2/10/2020

B
Virgin Islands 2/11/2020

B
Michigan 2/11/2020

B
Virginia 2/10/2020

B
Minnesota 2/7/2020

B
Washington 2/7/2020

B
Mississippi 2/7/2020

B
West Virginia 2/27/2020

B
Missouri 3/2/2020

B
Wisconsin 2/7/2020

B
Montana 2/7/2020

B
Wyoming 2/11/2020

SRO Registrations

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
Nasdaq GEMX, LLC

B
Nasdaq ISE, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
1525 WEST WT HARRIS BLVD BLDG 3 - 3RD FL, CHARLOTTE, NC 28262
Registered with this firm since 2/3/2020

B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
1525 WEST WT HARRIS BLVD BLDG 3 - 3RD FL, CHARLOTTE, NC 28262
Registered with this firm since 2/3/2020

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
03/25/2017 - 07/23/2018 MML INVESTORS SERVICES, LLC (CRD#:10409) CHARLOTTE, NC
B
03/25/2017 - 07/23/2018 MML INVESTORS SERVICES, LLC (CRD#:10409) CHARLOTTE, NC
IA
07/16/2014 - 03/25/2017 MSI FINANCIAL SERVICES, INC. (CRD#:14251) CHARLOTTE, NC
B
03/25/2014 - 03/25/2017 MSI FINANCIAL SERVICES, INC. (CRD#:14251) CHARLOTTE, NC
IA
10/22/2012 - 12/19/2013 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) HIGH POINT, NC
B
09/18/2012 - 12/19/2013 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) HIGH POINT, NC
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.