• Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
MICHAEL BINGHAM COX
CRD#: 6092624
IA
Investment Adviser
B
Broker
RBC CAPITAL MARKETS, LLCCRD#: 31194 San Diego, CA
Registration History
2015201620172018201920202021202220232024202520262 FIRMS2015 - 2016 (<1 year)2 FIRMS2016 - 2023 (7 years)2 FIRMS2023 - Present (1 year)BFIRST REPUBLIC SECURITIES COMP... (CRD# 105108)2015 - 2015 (<1 year)
License(s)

State Registrations

B
Alaska 5/4/2023

B
Nevada 5/4/2023

B
Arizona 5/4/2023

B
New Hampshire 5/4/2023

B
California 5/3/2023

B
New Jersey 5/4/2023

IA
California 5/4/2023

B
New York 5/4/2023

B
Colorado 5/4/2023

B
North Carolina 5/4/2023

B
District of Columbia 5/4/2023

B
Ohio 5/4/2023

B
Florida 5/4/2023

B
Oregon 5/4/2023

B
Hawaii 5/4/2023

B
Pennsylvania 5/4/2023

B
Idaho 5/4/2023

B
Rhode Island 5/4/2023

B
Indiana 5/4/2023

B
Texas 5/4/2023

B
Massachusetts 5/4/2023

IA
Texas 5/4/2023

B
Michigan 5/4/2023

B
Virginia 5/4/2023

B
Minnesota 5/4/2023

B
Washington 5/4/2023

B
Montana 5/4/2023

SRO Registrations

B
BOX Exchange LLC

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe C2 Exchange, Inc.

B
Cboe EDGA Exchange, Inc.

B
Cboe EDGX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Investors' Exchange LLC

B
Long-Term Stock Exchange, Inc.

B
MEMX LLC

B
MIAX PEARL, LLC

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
NYSE National, Inc.

B
Nasdaq BX, Inc.

B
Nasdaq GEMX, LLC

B
Nasdaq ISE, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
RBC CAPITAL MARKETS, LLC (CRD#:31194)
San Diego, CA
Registered with this firm since 5/4/2023

B
RBC CAPITAL MARKETS, LLC (CRD#:31194)
San Diego, CA
Registered with this firm since 5/3/2023

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
02/19/2016 - 05/24/2023 FIRST REPUBLIC INVESTMENT MANAGEMENT, INC. (CRD#:108559) San Francisco, CA
B
02/19/2016 - 05/24/2023 FIRST REPUBLIC SECURITIES COMPANY, LLC (CRD#:105108) SAN FRANCISCO, CA
IA
06/29/2015 - 02/22/2016 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) SAN FRANCISCO, CA
B
04/22/2015 - 02/22/2016 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) SAN FRANCISCO, CA
B
01/12/2015 - 03/06/2015 FIRST REPUBLIC SECURITIES COMPANY, LLC (CRD#:105108) MENLO PARK, CA
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.