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Detailed Report
FRANK ALBERT KRAFT
FRANK A KRAFT, Frank Kraft
CRD#: 6092522
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 4203 W GANDY BLVD
TAMPA, FL 33611
Registration History
201220142016201820202022202420262 FIRMS2024 - Present (<1 year)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)2019 - 2024 (4 years)BBMO HARRIS FINANCIAL ADVISORS,... (CRD# 137115)2017 - 2019 (2 years)BSUNTRUST INVESTMENT SERVICES, INC. (CRD# 17499)2016 - 2017 (1 year)BJ.P. MORGAN SECURITIES LLC (CRD# 79)2012 - 2016 (3 years)BCHASE INVESTMENT SERVICES CORP. (CRD# 25574)2012 - 2012 (<1 year)IAMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)2020 - 2024 (4 years)
License(s)

State Registrations

B
Colorado 5/16/2024
B
Texas 3/21/2025
B
Florida 5/16/2024
IA
Texas 3/21/2025
IA
Florida 5/17/2024

SRO Registrations

B
 Cboe BZX Exchange, Inc.
B
 Cboe Exchange, Inc.
B
 FINRA
B
 NYSE American LLC
B
 NYSE Arca, Inc.
B
 NYSE Chicago, Inc.
B
 Nasdaq GEMX, LLC
B
 Nasdaq ISE, LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
4203 W GANDY BLVD, TAMPA, FL 33611
4950 W KENNEDY BLVD, TAMPA, FL 33609
Registered with this firm since 5/17/2024
B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
4203 W GANDY BLVD, TAMPA, FL 33611
4950 W KENNEDY BLVD, TAMPA, FL 33609
Registered with this firm since 5/16/2024
Previous Registration(s)
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IA
 02/06/2020 - 05/17/2024 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) TAMPA, FL
B
 12/04/2019 - 05/17/2024 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) TAMPA, FL
B
 05/08/2017 - 11/08/2019 BMO HARRIS FINANCIAL ADVISORS, INC. (CRD#:137115) CHICAGO, IL
B
 04/26/2016 - 04/17/2017 SUNTRUST INVESTMENT SERVICES, INC. (CRD#:17499) CLEARWATER, FL
B
 10/01/2012 - 04/28/2016 J.P. MORGAN SECURITIES LLC (CRD#:79) TAMPA, FL
B
 08/14/2012 - 10/01/2012 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) PALM HARBOR, FL
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.