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Detailed Report
Fabio Forte
CRD#: 6092375
IA
Investment Adviser
B
Broker
HSBC SECURITIES (USA) INC.CRD#: 19585 1441 Brickell Avenue
16th Floor
MIAMI, FL 33131
Registration History
20132014201520162017201820192020202120222023202420252026IAHSBC SECURITIES (USA) INC. (CRD# 19585)2023 - Present (1 year)BHSBC SECURITIES (USA) INC. (CRD# 19585)2018 - Present (6 years)BCETERA INVESTMENT SERVICES LLC (CRD# 15340)2018 - 2018 (<1 year)BJ.P. MORGAN SECURITIES LLC (CRD# 79)2013 - 2016 (2 years)
License(s)

State Registrations

B
Arizona 4/29/2024
B
New York 6/26/2018
B
California 6/5/2024
B
North Carolina 8/4/2023
IA
California 6/5/2024
IA
North Carolina 2/27/2024
B
Colorado 9/1/2023
B
Ohio 12/20/2023
B
Florida 6/26/2018
B
Oregon 6/20/2024
IA
Florida 5/26/2023
B
Puerto Rico 10/5/2023
B
Georgia 5/31/2024
IA
Puerto Rico 10/23/2023
IA
Georgia 6/10/2024
B
South Carolina 8/11/2023
B
Illinois 4/22/2024
B
Tennessee 12/21/2023
B
Indiana 11/17/2023
B
Texas 4/10/2024
B
Minnesota 4/30/2024
IA
Texas 4/10/2024
IA
Minnesota 4/30/2024

SRO Registrations

B
 Cboe BYX Exchange, Inc.
B
 Cboe BZX Exchange, Inc.
B
 Cboe EDGA Exchange, Inc.
B
 Cboe EDGX Exchange, Inc.
B
 Cboe Exchange, Inc.
B
 FINRA
B
 Investors' Exchange LLC
B
 NYSE American LLC
B
 NYSE Arca, Inc.
B
 Nasdaq BX, Inc.
B
 Nasdaq ISE, LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
HSBC SECURITIES (USA) INC. (CRD#:19585)
1441 Brickell Avenue 16th Floor, MIAMI, FL 33131
Registered with this firm since 5/26/2023
B
HSBC SECURITIES (USA) INC. (CRD#:19585)
1441 Brickell Avenue 16th Floor, MIAMI, FL 33131
Registered with this firm since 6/26/2018
Previous Registration(s)
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B
 03/25/2018 - 06/06/2018 CETERA INVESTMENT SERVICES LLC (CRD#:15340) ST. CLOUD, MN
B
 08/03/2013 - 06/27/2016 J.P. MORGAN SECURITIES LLC (CRD#:79) CORAL GABLES, FL
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.