Individual Firm
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Christopher Ryan Manning
CRD#: 6091885
IA
B
EDWARD JONESCRD#: 250 232 DABNEY DRIVE SUITE C
HENDERSON, NC 27536
HENDERSON, NC 27536
0
Disclosures
12
Years of Experience
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State Registrations
B
California 7/14/2017
B
Pennsylvania 7/27/2020
B
Florida 7/14/2017
B
South Carolina 7/14/2017
B
Georgia 7/14/2017
B
Tennessee 6/17/2024
B
Kentucky 7/14/2017
B
Texas 7/14/2017
B
Maryland 12/19/2019
IA
Texas 1/9/2019
B
Mississippi 12/15/2021
B
Virgin Islands 1/14/2019
B
New York 7/14/2017
B
Virginia 7/14/2017
B
North Carolina 7/14/2017
B
Washington 2/28/2018
IA
North Carolina 7/17/2017
SRO Registrations
B
B
B
B
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IA
Registered with this firm since 7/17/2017
B
Registered with this firm since 7/14/2017
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 07/01/2014 - 07/17/2017 | Louisburg, NC | |
B | 07/01/2014 - 07/17/2017 | Louisburg, NC | |
IA | 08/31/2012 - 06/04/2014 | ROXBORO, NC | |
B | 08/10/2012 - 06/04/2014 | ROXBORO, NC |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.