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Detailed Report
James Christopher Burford
Christopher Burford
CRD#: 6091666
IA
Investment Adviser
B
Broker
WESTERN INTERNATIONAL SECURITIESCRD#: 39262 70 S. Lake Ave.
Ste. 700
Pasadena, CA 91101
Registration History
20122014201620182020202220242026IAWESTERN INTERNATIONAL SECURITIES (CRD# 39262)2021 - Present (4 years)BWESTERN INTERNATIONAL SECURITI... (CRD# 39262)2013 - Present (11 years)BGBS FINANCIAL CORP. (CRD# 16906)2012 - 2013 (1 year)
License(s)

State Registrations

B
California 4/12/2021
IA
California 4/12/2021

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WESTERN INTERNATIONAL SECURITIES (CRD#:39262)
70 S. Lake Ave. Ste. 700, Pasadena, CA 91101
Registered with this firm since 4/12/2021
B
WESTERN INTERNATIONAL SECURITIES, INC. (CRD#:39262)
70 S. Lake Ave. Ste. 700, Pasadena, CA 91101
Registered with this firm since 12/17/2013
Previous Registration(s)
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B
 12/12/2012 - 12/17/2013 GBS FINANCIAL CORP. (CRD#:16906) SANTA ROSA, CA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.