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Victoria E Lowell
VICTORIA Eugenia LOWELL, VICTORIA LOWELL, Victoria Eugenia de Rojas
CRD#: 6091654
IA
B
MORGAN STANLEYCRD#: 149777 Windermere, FL
0
Disclosures
4
Years of Experience
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State Registrations
B
Arizona 9/12/2024
B
Nevada 9/12/2024
B
California 9/12/2024
B
New York 9/12/2024
B
Delaware 9/12/2024
B
North Carolina 9/12/2024
B
Florida 9/22/2023
B
Pennsylvania 9/12/2024
IA
Florida 10/9/2024
B
South Carolina 9/12/2024
B
Georgia 6/18/2024
B
Texas 9/12/2024
B
Illinois 9/12/2024
IA
Texas 9/13/2024
B
Kansas 9/12/2024
B
Utah 11/25/2024
B
Maryland 9/12/2024
IA
Utah 11/27/2024
SRO Registrations
B
B
B
B
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IA
B
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 02/16/2017 - 01/11/2019 | CORAL GABLES, FL | |
B | 03/22/2016 - 01/11/2019 | CORAL GABLES, FL |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.