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JAMES DAVIDSON EAST
CRD#: 6091456
IA
Investment Adviser
B
Broker
FIRST TRUST ADVISORS LPCRD#: 107027 NOBLESVILLE, IN
FIRST TRUST PORTFOLIOS L.P.CRD#: 28519 NOBLESVILLE, IN
Registration History
20122014201620182020202220242 FIRMS2012 - Present (12 years)
License(s)

State Registrations

B
Illinois 9/17/2012

B
Kentucky 7/18/2017

IA
Illinois 9/17/2012

B
Ohio 8/9/2016

B
Indiana 7/18/2017

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
FIRST TRUST ADVISORS LP (CRD#:107027)
NOBLESVILLE, IN
Registered with this firm since 9/17/2012

B
FIRST TRUST PORTFOLIOS L.P. (CRD#:28519)
NOBLESVILLE, IN
Registered with this firm since 8/16/2012

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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.