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DAVID ANTHONY REA
DAVID A REA, David Anthony Rea, David Rea
CRD#: 6091375
IA
B
WELLS FARGO ADVISORSCRD#: 19616 200 STEPHENSON AVE
STE 301
SAVANNAH, GA 31405
STE 301
SAVANNAH, GA 31405
0
Disclosures
10
Years of Experience
View By:
State Registrations
B
Florida 5/14/2024
B
North Carolina 5/20/2022
B
Georgia 5/20/2022
B
South Carolina 5/20/2022
IA
Georgia 5/23/2022
SRO Registrations
B
B
B
B
B
B
B
B
B
B
B
View Exams Passed by the individual in the detailed report
Learn about permitted activities of registered representatives
Learn about permitted activities of registered principals
IA
Registered with this firm since 5/23/2022
B
Registered with this firm since 5/20/2022
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 05/03/2018 - 05/20/2022 | SAVANNAH, GA | |
B | 05/03/2018 - 05/20/2022 | SAVANNAH, GA | |
IA | 05/07/2014 - 08/04/2016 | CHARLOTTE, NC | |
B | 05/07/2014 - 08/04/2016 | CHARLOTTE, NC | |
IA | 10/09/2012 - 05/02/2014 | CHARLOTTE, NC | |
B | 09/05/2012 - 05/02/2014 | CHARLOTTE, NC |
CHARLOTTE, NC
10/09/2012 - 05/02/2014
CHARLOTTE, NC
09/05/2012 - 05/02/2014
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.