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Detailed Report
MARCUS ERIC EGAN
MARCUS EGAN
CRD#: 6090569
IA
Investment Adviser
B
Broker
VALIC FINANCIAL ADVISORS, INC.CRD#: 42803 4300 WEST CYPRESS STREET
SUITE 1000
TAMPA, FL 33607
Registration History
20142015201620172018201920202021202220232024202520262 FIRMS2018 - Present (6 years)BNORTHWESTERN MUTUAL INVESTMENT... (CRD# 2881)2014 - 2018 (3 years)IANORTHWESTERN MUTUAL INVESTMENT... (CRD# 2881)2015 - 2018 (3 years)
Disclosure(s)
View By:
4/29/2021
Judgment / Lien
License(s)

State Registrations

B
California 8/6/2018
B
Mississippi 2/7/2020
IA
California 8/7/2018
IA
Mississippi 2/7/2020
B
Colorado 8/27/2020
B
Ohio 1/22/2020
IA
Colorado 8/28/2020
IA
Ohio 3/28/2023
B
Florida 8/6/2018
B
Texas 9/14/2020
IA
Florida 9/14/2018
IA
Texas 9/15/2020
B
Georgia 4/2/2020
B
Washington 10/22/2020
IA
Indiana 7/11/2023
B
Wisconsin 7/16/2019
B
Indiana 7/21/2023

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
VALIC FINANCIAL ADVISORS, INC. (CRD#:42803)
4300 WEST CYPRESS STREET SUITE 1000, TAMPA, FL 33607
Registered with this firm since 8/7/2018
B
VALIC FINANCIAL ADVISORS, INC. (CRD#:42803)
4300 WEST CYPRESS STREET SUITE 1000, TAMPA, FL 33607
Registered with this firm since 8/6/2018
Previous Registration(s)
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IA
 01/20/2015 - 05/31/2018 NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC (CRD#:2881) TAMPA, FL
B
 12/17/2014 - 05/31/2018 NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (CRD#:2881) TAMPA, FL
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.