Individual Firm
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KEVIN MICHAEL O'CONNOR
CRD#: 6089726
IA
B
NAVY FEDERAL INVESTMENT SERVICES, LLCCRD#: 138459 24 SAILFISH DR
GROTON, CT 06340
GROTON, CT 06340
0
Disclosures
11
Years of Experience
View By:
State Registrations
B
Arizona 12/15/2017
B
New Hampshire 3/20/2018
B
Connecticut 8/30/2016
IA
New Hampshire 8/15/2023
IA
Connecticut 1/4/2017
B
New Jersey 4/3/2018
B
Florida 11/18/2016
IA
New Jersey 4/21/2022
IA
Florida 4/20/2022
B
New York 10/31/2016
B
Kansas 2/20/2025
B
Ohio 12/22/2016
IA
Kansas 2/20/2025
IA
Ohio 4/19/2022
B
Maine 8/23/2017
B
Pennsylvania 5/10/2022
B
Maryland 9/8/2020
IA
Pennsylvania 5/10/2022
IA
Maryland 4/19/2022
B
Rhode Island 8/30/2016
B
Massachusetts 12/5/2016
IA
Rhode Island 1/4/2017
IA
Massachusetts 4/25/2022
B
South Carolina 8/14/2023
B
Michigan 8/11/2023
IA
South Carolina 8/16/2023
IA
Michigan 8/15/2023
B
Texas 1/5/2021
B
Missouri 12/18/2024
B
Vermont 7/10/2023
IA
Missouri 12/18/2024
IA
Vermont 7/12/2023
SRO Registrations
B
View Exams Passed by the individual in the detailed report
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IA
Registered with this firm since 1/4/2017
B
Registered with this firm since 8/30/2016
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 08/31/2016 - 01/04/2017 | Groton, CT | |
IA | 01/03/2014 - 08/31/2016 | MERIDEN, CT | |
B | 08/03/2013 - 08/31/2016 | MERIDEN, CT |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.