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DAVID A SINGH BAINS
DAVID SINGH BAINS, DAVID A SINGH, DAVID SINGH, DAVID AVINESH SINGH BAINS
CRD#: 6089023
IA
Investment Adviser
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Broker
WELLS FARGO ADVISORSCRD#: 19616 7375 GREENHAVEN DR
SACRAMENTO, CA 95831
Registration History
201220142016201820202022202420262 FIRMS2019 - Present (5 years)BJ.P. MORGAN SECURITIES LLC (CRD# 79)2016 - 2019 (2 years)BWELLS FARGO ADVISORS (CRD# 19616)2012 - 2016 (4 years)IAJ.P. MORGAN SECURITIES LLC (CRD# 79)2017 - 2019 (2 years)
License(s)

State Registrations

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California 6/28/2019

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Mississippi 7/19/2024

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California 7/1/2019

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Montana 8/25/2022

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Colorado 9/7/2023

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Nevada 9/7/2023

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Florida 8/17/2022

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New York 6/7/2021

SRO Registrations

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Cboe BZX Exchange, Inc.

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Cboe Exchange, Inc.

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FINRA

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NYSE American LLC

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NYSE Arca, Inc.

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NYSE Chicago, Inc.

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Nasdaq GEMX, LLC

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Nasdaq ISE, LLC

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Nasdaq PHLX LLC

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Nasdaq Stock Market

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New York Stock Exchange

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Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
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WELLS FARGO ADVISORS (CRD#:19616)
7375 GREENHAVEN DR, SACRAMENTO, CA 95831
5660 FREEPORT BLVD, SACRAMENTO, CA 95822
Registered with this firm since 7/1/2019

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WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
7375 GREENHAVEN DR, SACRAMENTO, CA 95831
5660 FREEPORT BLVD, SACRAMENTO, CA 95822
Registered with this firm since 6/28/2019

Previous Registration(s)
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01/03/2017 - 07/09/2019 J.P. MORGAN SECURITIES LLC (CRD#:79) ELK GROVE, CA
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12/08/2016 - 07/09/2019 J.P. MORGAN SECURITIES LLC (CRD#:79) ELK GROVE, CA
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08/06/2012 - 12/06/2016 WELLS FARGO ADVISORS (CRD#:19616) GOLD RIVER, CA
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Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.