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Detailed Report
WENDY MITCHELL
WENDY MARIE MITCHELL, Wendy Marie Tambasco
CRD#: 6087874
IA
Investment Adviser
B
Broker
MORGAN STANLEYCRD#: 149777 1212 Troy Schenectady Road
Latham, NY 12110
Registration History
2018201920202021202220232024202520262 FIRMS2018 - Present (6 years)
License(s)

State Registrations

B
Alabama 8/6/2018
B
Montana 8/6/2018
B
Alaska 1/19/2021
B
Nebraska 12/15/2020
B
Arizona 8/6/2018
B
Nevada 8/6/2018
B
California 8/6/2018
B
New Hampshire 8/6/2018
B
Colorado 8/6/2018
B
New Jersey 8/6/2018
B
Connecticut 7/20/2018
B
New Mexico 8/6/2018
IA
Connecticut 7/20/2018
B
New York 7/20/2018
B
Delaware 12/15/2020
IA
New York 6/16/2021
B
District of Columbia 8/6/2018
B
North Carolina 8/7/2018
B
Florida 8/6/2018
B
Ohio 8/7/2018
B
Georgia 8/6/2018
B
Oregon 8/6/2018
B
Hawaii 9/17/2024
B
Pennsylvania 8/6/2018
B
Illinois 8/6/2018
B
Rhode Island 8/6/2018
B
Indiana 8/6/2018
B
South Carolina 8/6/2018
B
Iowa 11/15/2018
B
Tennessee 8/6/2018
B
Kansas 8/6/2018
B
Texas 8/6/2018
B
Kentucky 12/15/2020
IA
Texas 2/19/2020
B
Louisiana 12/15/2020
B
Utah 8/6/2018
B
Maine 8/6/2018
B
Vermont 8/6/2018
B
Maryland 8/6/2018
B
Virgin Islands 8/6/2018
B
Massachusetts 8/6/2018
B
Virginia 8/6/2018
B
Michigan 8/6/2018
B
Washington 8/6/2018
B
Minnesota 8/6/2018
B
Wisconsin 8/6/2018

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MORGAN STANLEY (CRD#:149777)
1212 Troy Schenectady Road, Latham, NY 12110
Registered with this firm since 7/20/2018
B
MORGAN STANLEY (CRD#:149777)
1212 Troy Schenectady Road, Latham, NY 12110
Registered with this firm since 3/21/2018
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.