Investment Adviser Public Disclosure SECNASAASECNASAASECNASAA
  • Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
< Back to Results
Detailed Report
NIKOLA NOVAKOVIC
CRD#: 6087030
IA
Investment Adviser
B
Broker
PARK AVENUE SECURITIES LLCCRD#: 46173 5280 CARROLL CANYON ROAD
SUITE 300
SAN DIEGO, CA 92121
Registration History
201520162017201820192020202120222023202420252026IAPARK AVENUE SECURITIES LLC (CRD# 46173)2016 - Present (9 years)BPARK AVENUE SECURITIES LLC (CRD# 46173)2015 - Present (10 years)
Disclosure(s)
View By:
2/13/2018
Financial
Final
1/6/2017
Judgment / Lien
License(s)

State Registrations

B
Arizona 4/27/2022
B
New York 3/17/2016
IA
Arizona 4/27/2022
IA
New York 4/16/2021
B
California 2/13/2016
B
North Carolina 9/24/2019
IA
California 2/19/2016
IA
North Carolina 9/24/2019
B
Florida 2/19/2015
B
Ohio 10/16/2023
IA
Florida 2/24/2016
IA
Ohio 10/16/2023
B
Illinois 9/27/2018
B
South Carolina 9/24/2024
IA
Illinois 9/27/2018
IA
South Carolina 9/24/2024
B
Maryland 9/26/2022
B
Tennessee 1/9/2025
IA
Maryland 9/26/2022
B
Texas 8/12/2021
B
Massachusetts 12/19/2022
IA
Texas 8/12/2021
B
Nevada 10/20/2020
B
Washington 9/8/2016
IA
Nevada 10/20/2020
IA
Washington 2/23/2021
B
New Jersey 5/6/2021
B
Wisconsin 10/10/2023
IA
New Jersey 5/6/2021
IA
Wisconsin 10/10/2023

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
PARK AVENUE SECURITIES LLC (CRD#:46173)
5280 CARROLL CANYON ROAD SUITE 300, SAN DIEGO, CA 92121
800 S DOUGLAS ROAD SUITE 501, CORAL GABLES, FL 33134
Registered with this firm since 2/19/2016
B
PARK AVENUE SECURITIES LLC (CRD#:46173)
5280 CARROLL CANYON ROAD SUITE 300, SAN DIEGO, CA 92121
800 S DOUGLAS ROAD SUITE 501, CORAL GABLES, FL 33134
Registered with this firm since 2/19/2015
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.