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MICHAEL CHESTER SZABLAK
MIKE SZABLAK
CRD#: 6086455
IA
Investment Adviser
B
Broker
UBS FINANCIAL SERVICES INC.CRD#: 8174 ONE POST OFFICE SQUARE
BOSTON, MA 02109
Registration History
201220142016201820202022202420262 FIRMS2020 - Present (5 years)BFIDELITY BROKERAGE SERVICES LLC (CRD# 7784)2012 - 2020 (7 years)IAFIDELITY PERSONAL AND WORKPLAC... (CRD# 288590)2018 - 2020 (1 year)IASTRATEGIC ADVISERS LLC (CRD# 104555)2013 - 2018 (5 years)
License(s)

State Registrations

B
Alabama 8/11/2021

B
Massachusetts 1/27/2020

B
Arizona 4/12/2023

B
Mississippi 3/23/2021

B
California 1/27/2020

B
New Hampshire 1/27/2020

B
Colorado 8/30/2023

B
New Jersey 8/30/2023

B
Connecticut 1/27/2020

B
New York 1/27/2020

B
District of Columbia 1/27/2020

B
North Carolina 8/11/2020

B
Florida 1/27/2020

B
Ohio 8/5/2020

B
Georgia 12/1/2022

B
Pennsylvania 1/27/2020

B
Hawaii 7/11/2023

B
Rhode Island 1/27/2020

B
Maine 1/27/2020

IA
Texas 10/30/2023

IA
Maine 1/27/2020

B
Wyoming 11/8/2024

SRO Registrations

B
BOX Exchange LLC

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
Nasdaq ISE, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
UBS FINANCIAL SERVICES INC. (CRD#:8174)
ONE POST OFFICE SQUARE, BOSTON, MA 02109
Registered with this firm since 1/27/2020

B
UBS FINANCIAL SERVICES INC. (CRD#:8174)
ONE POST OFFICE SQUARE, BOSTON, MA 02109
Registered with this firm since 1/27/2020

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
07/13/2018 - 01/31/2020 FIDELITY PERSONAL AND WORKPLACE ADVISORS (CRD#:288590) BOSTON, MA
B
09/03/2012 - 01/27/2020 FIDELITY BROKERAGE SERVICES LLC (CRD#:7784) BOSTON, MA
IA
02/20/2013 - 07/13/2018 STRATEGIC ADVISERS LLC (CRD#:104555) BOSTON, MA
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.