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Dallas D Long
DALLAS LONG
CRD#: 6086371
IA
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EDWARD JONESCRD#: 250 1420 N Main St Suite 101
Gladewater, TX 75647
Gladewater, TX 75647
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3/25/2011
Criminal
Final Disposition
State Registrations
B
Alabama 8/3/2023
B
Missouri 1/29/2020
B
Arizona 5/20/2022
B
Montana 8/19/2022
B
Arkansas 3/30/2018
B
Ohio 7/31/2020
B
California 1/31/2014
B
Oklahoma 3/8/2013
B
Colorado 3/21/2023
B
Pennsylvania 9/19/2023
B
Connecticut 5/14/2024
B
South Carolina 3/7/2022
B
Florida 4/20/2021
B
Tennessee 9/23/2019
B
Georgia 4/1/2015
B
Texas 9/5/2012
B
Idaho 1/27/2020
IA
Texas 9/5/2012
B
Illinois 7/1/2014
B
Utah 4/2/2024
B
Louisiana 1/24/2020
B
Washington 1/23/2020
B
Mississippi 1/24/2020
SRO Registrations
B
B
B
B
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Registered with this firm since 9/5/2012
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Registered with this firm since 8/9/2012
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
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