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Detailed Report
EDWARD ARON SOMMER III
CRD#: 6084380
IA
Investment Adviser
B
Broker
CADARET GRANT & CO INCCRD#: 10641 300 W. Wilson Bridge Road
Suite 300
Worthington, OH 43085
Registration History
201320142015201620172018201920202021202220232024202520262 FIRMS2017 - 2023 (6 years)2 FIRMS2023 - Present (1 year)BINVEST FINANCIAL CORPORATION (CRD# 12984)2013 - 2017 (4 years)IAINVEST FINANCIAL CORPORATION (CRD# 12984)2016 - 2017 (1 year)
License(s)

State Registrations

B
Alabama 11/30/2023
B
New York 11/30/2023
B
Arizona 11/30/2023
B
North Carolina 12/12/2023
B
California 11/30/2023
B
Ohio 11/30/2023
B
Florida 11/30/2023
IA
Ohio 12/2/2023
B
Georgia 11/30/2023
B
Oklahoma 10/17/2024
B
Illinois 11/30/2023
B
Oregon 11/30/2023
B
Indiana 11/30/2023
B
Pennsylvania 11/30/2023
B
Iowa 11/30/2023
B
Rhode Island 11/30/2023
B
Kentucky 11/30/2023
B
South Carolina 11/30/2023
B
Maine 11/30/2023
B
Texas 11/30/2023
B
Massachusetts 11/30/2023
IA
Texas 11/30/2023
B
Michigan 11/30/2023
B
Virginia 1/3/2025
B
Minnesota 3/1/2024
B
Washington 2/27/2024
B
Missouri 11/30/2023
B
West Virginia 11/30/2023
B
New Hampshire 3/21/2024
B
Wisconsin 2/11/2025

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CADARET GRANT & CO INC (CRD#:10641)
300 W. Wilson Bridge Road Suite 300, Worthington, OH 43085
Registered with this firm since 11/30/2023
B
CADARET, GRANT & CO., INC. (CRD#:10641)
300 W. Wilson Bridge Road Suite 300, Worthington, OH 43085
Registered with this firm since 11/30/2023
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 12/18/2017 - 12/11/2023 SECURITIES AMERICA ADVISORS, INC. (CRD#:110518) WORTHINGTON, OH
B
 12/18/2017 - 12/11/2023 SECURITIES AMERICA, INC. (CRD#:10205) WORTHINGTON, OH
IA
 04/21/2016 - 12/19/2017 INVEST FINANCIAL CORPORATION (CRD#:12984) WORTHINGTON, OH
B
 12/10/2013 - 12/19/2017 INVEST FINANCIAL CORPORATION (CRD#:12984) WORTHINGTON, OH
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.