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Detailed Report
Thomas Daniel Krebs
TOM DANIEL KREBS
CRD#: 6084325
IA
Investment Adviser
B
Broker
OSAIC WEALTH, INC.CRD#: 23131 2040 MAIN STREET
SUITE 570
IRVINE, CA 92614
Registration History
20172018201920202021202220232024202520262 FIRMS2017 - 2020 (3 years)2 FIRMS2020 - 2024 (3 years)2 FIRMS2024 - Present (<1 year)
License(s)

State Registrations

B
Alabama 6/14/2024
B
Kentucky 6/14/2024
B
Arizona 6/14/2024
B
Maryland 6/14/2024
B
Arkansas 6/14/2024
B
Nevada 6/14/2024
B
California 6/14/2024
B
New Mexico 6/14/2024
IA
California 6/14/2024
B
Oklahoma 6/14/2024
B
Colorado 6/14/2024
B
Tennessee 6/14/2024
B
Delaware 6/14/2024
B
Texas 6/14/2024
B
Florida 6/14/2024
IA
Texas 6/20/2024
IA
Florida 9/27/2024
B
Utah 6/14/2024
B
Georgia 6/14/2024
B
Virginia 6/14/2024
B
Idaho 6/14/2024
B
Washington 6/14/2024
B
Illinois 6/14/2024
B
Wisconsin 6/14/2024

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

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Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
OSAIC WEALTH, INC. (CRD#:23131)
2040 MAIN STREET SUITE 570, IRVINE, CA 92614
Registered with this firm since 6/14/2024
B
OSAIC WEALTH, INC. (CRD#:23131)
2040 MAIN STREET SUITE 570, IRVINE, CA 92614
Registered with this firm since 6/14/2024
Previous Registration(s)
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IA
 07/17/2020 - 06/14/2024 SECURITIES AMERICA ADVISORS, INC. (CRD#:110518) IRVINE, CA
B
 07/17/2020 - 06/14/2024 SECURITIES AMERICA, INC. (CRD#:10205) IRVINE, CA
IA
 10/11/2017 - 07/17/2020 INVESTACORP ADVISORY SERVICES INC (CRD#:109011) Irvine, CA
B
 07/05/2017 - 07/17/2020 INVESTACORP, INC. (CRD#:7684) IRVINE, CA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.