Individual Firm
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CAROLINE MORRIS
CRD#: 6083725
IA
B
PARK AVENUE SECURITIES LLCCRD#: 46173 12110 Sunset Hills Road
Suite 340
RESTON, VA 20190
Suite 340
RESTON, VA 20190
0
Disclosures
12
Years of Experience
View By:
State Registrations
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Arizona 2/4/2025
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Nebraska 2/4/2025
B
California 2/4/2025
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New Mexico 2/4/2025
B
Colorado 2/4/2025
B
New York 2/4/2025
B
Delaware 11/29/2023
B
North Carolina 2/4/2025
B
District of Columbia 10/4/2022
B
Ohio 2/4/2025
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District of Columbia 10/12/2022
B
Oregon 2/4/2025
B
Florida 2/4/2025
B
Pennsylvania 2/4/2025
B
Georgia 2/4/2025
B
Rhode Island 10/4/2022
B
Iowa 2/4/2025
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Rhode Island 10/4/2022
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Kentucky 2/4/2025
B
South Carolina 2/4/2025
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Louisiana 2/4/2025
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Texas 10/4/2022
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Maryland 10/4/2022
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Texas 10/4/2022
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Maryland 10/4/2022
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Virginia 10/4/2022
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Michigan 2/4/2025
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Virginia 10/4/2022
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Minnesota 2/4/2025
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West Virginia 2/4/2025
SRO Registrations
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IA
Registered with this firm since 10/4/2022
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Registered with this firm since 10/4/2022
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 09/27/2012 - 10/05/2022 | Vienna, VA | |
B | 08/08/2012 - 10/05/2022 | Vienna, VA |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.