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Detailed Report
ALAINA L RUIZ
ALAINA L BAKER, ALAINA LEIGH BAKER
CRD#: 6083654
IA
Investment Adviser
B
Broker
GALLAGHER FIDUCIARY ADVISORS, LLCCRD#: 146509 10900 NE 8th St., Suite 750
Bellevue, WA 98004
OSAIC WEALTH, INC.CRD#: 23131 10900 NE 8th St., Suite 750
Ste 200
Bellevue, WA 98004
Registration History
20142015201620172018201920202021202220232024202520262 FIRMS2014 - 2015 (<1 year)IAGALLAGHER FIDUCIARY ADVISORS, LLC (CRD# 146509)2022 - Present (3 years)BOSAIC WEALTH, INC. (CRD# 23131)2024 - Present (<1 year)BTRIAD ADVISORS LLC (CRD# 25803)2022 - 2024 (2 years)BKESTRA INVESTMENT SERVICES, LLC (CRD# 42046)2018 - 2022 (3 years)BLPL FINANCIAL LLC (CRD# 6413)2015 - 2018 (3 years)IAKESTRA ADVISORY SERVICES, LLC (CRD# 283330)2020 - 2022 (1 year)
License(s)

State Registrations

IA
Texas 4/21/2022
B
Washington 8/23/2024
IA
Washington 4/21/2022

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
GALLAGHER FIDUCIARY ADVISORS, LLC (CRD#:146509)
10900 NE 8th St., Suite 750, Bellevue, WA 98004
Registered with this firm since 4/21/2022
B
OSAIC WEALTH, INC. (CRD#:23131)
10900 NE 8th St., Suite 750 Ste 200, Bellevue, WA 98004
Registered with this firm since 8/23/2024
Previous Registration(s)
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 03/31/2022 - 08/23/2024 TRIAD ADVISORS LLC (CRD#:25803) Bellevue, WA
IA
 10/25/2020 - 03/31/2022 KESTRA ADVISORY SERVICES, LLC (CRD#:283330) BELLEVUE, WA
B
 09/21/2018 - 03/31/2022 KESTRA INVESTMENT SERVICES, LLC (CRD#:42046) Bellevue, WA
B
 05/27/2015 - 10/03/2018 LPL FINANCIAL LLC (CRD#:6413) BELLEVUE, WA
IA
 11/24/2014 - 04/07/2015 MORGAN STANLEY (CRD#:149777) BELLEVUE, WA
B
 07/30/2014 - 04/07/2015 MORGAN STANLEY (CRD#:149777) BELLEVUE, WA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.