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GAIL LYNN KNOP
GAIL KNOP, GAIL NEWTON, Gail L Newton, Gail Lynn Newton
CRD#: 6083574
IA
B
PRIMERICA ADVISORSCRD#: 10111 12166 OLD BIG BEND RD
STE 307
KIRKWOOD, MO 63122
STE 307
KIRKWOOD, MO 63122
0
Disclosures
4
Years of Experience
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State Registrations
B
Illinois 10/7/2022
IA
Missouri 12/20/2022
B
Missouri 11/29/2022
SRO Registrations
B
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IA
Registered with this firm since 12/20/2022
B
Registered with this firm since 10/7/2022
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 03/25/2021 - 09/07/2022 | Steeleville, IL | |
B | 12/22/2020 - 09/07/2022 | Steeleville, IL |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.