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Joel A Wozny
JOEL A WOZNY, JOEL ADDISON WOZNY, JOEL WOZNY
CRD#: 6083381
IA
B
W&S BROKERAGE SERVICES, INC.CRD#: 8099 2914 CLEVELAND RD STE A
WOOSTER, OH 44691-1655
WOOSTER, OH 44691-1655
0
Disclosures
11
Years of Experience
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State Registrations
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Ohio 7/24/2024
IA
Ohio 7/25/2024
SRO Registrations
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IA
Registered with this firm since 7/25/2024
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Registered with this firm since 7/24/2024
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 04/03/2019 - 04/03/2024 | Wadsworth, OH | |
B | 04/03/2019 - 04/03/2024 | Akron, OH | |
B | 04/11/2018 - 12/06/2018 | AKRON, OH | |
IA | 09/12/2017 - 12/18/2017 | WADSWORTH, OH | |
B | 07/01/2014 - 12/18/2017 | WADSWORTH, OH | |
B | 10/01/2012 - 04/10/2014 | WADSWORTH, OH | |
B | 07/11/2012 - 10/01/2012 | WADSWORTH, OH |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.