Individual Firm
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
DAVID VICTOR FISHMAN
DAVID V FISHMAN, DAVID FISHMAN
CRD#: 6083335
IA
B
FISHER INVESTMENTSCRD#: 107342 Stratford, CT
0
Disclosures
12
Years of Experience
View By:
State Registrations
IA
Connecticut 11/14/2024
IA
Texas 11/14/2024
IA
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 10/02/2024 - 11/13/2024 | STAMFORD, CT | |
B | 08/14/2018 - 11/13/2024 | ST. PETERSBURG, FL | |
B | 11/03/2017 - 08/15/2018 | Vero Beach, FL | |
B | 06/26/2015 - 10/31/2017 | STAMFORD, CT | |
IA | 10/07/2014 - 06/23/2015 | OLD GREENWICH, CT | |
B | 09/16/2014 - 06/23/2015 | OLD GREENWICH, CT | |
B | 10/01/2012 - 08/07/2014 | NEW YORK, NY | |
B | 07/10/2012 - 10/01/2012 | NEW YORK, NY |
For additional information about investment advisers or broker-dealers, please visit
B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.