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Timothy James Pratt
Timothy Pratt
CRD#: 6080563
IA
Investment Adviser
B
Broker
TOUCHSTONE ADVISORS INCCRD#: 107028 303 BROADWAY
SUITE 1100
CINCINNATI, OH 45202-4203
TOUCHSTONE SECURITIES, INC.CRD#: 1526 Woodstock, GA
Registration History
20142015201620172018201920202021202220232024202520262 FIRMS2014 - 2016 (1 year)2 FIRMS2015 - 2016 (1 year)2 FIRMS2024 - 2025 (<1 year)2 FIRMS2025 - Present (<1 year)BFORESIDE FUND SERVICES, LLC (CRD# 46106)2021 - 2024 (2 years)BINVESCO DISTRIBUTORS, INC. (CRD# 7369)2020 - 2021 (1 year)BJANUS HENDERSON DISTRIBUTORS (CRD# 28832)2016 - 2020 (4 years)
License(s)

State Registrations

B
Alabama 1/15/2025

B
Ohio 1/17/2025

B
Georgia 1/15/2025

IA
Ohio 1/17/2025

B
Louisiana 1/21/2025

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
TOUCHSTONE ADVISORS INC (CRD#:107028)
303 BROADWAY SUITE 1100, CINCINNATI, OH 45202-4203
Registered with this firm since 1/17/2025

B
TOUCHSTONE SECURITIES, INC. (CRD#:1526)
Woodstock, GA
Registered with this firm since 1/15/2025

Previous Registration(s)
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IA
05/28/2024 - 02/04/2025 CHARLES SCHWAB & CO., INC. (CRD#:5393) Atlanta, GA
B
05/23/2024 - 02/04/2025 CHARLES SCHWAB & CO., INC. (CRD#:5393) Atlanta, GA
B
09/08/2021 - 03/05/2024 FORESIDE FUND SERVICES, LLC (CRD#:46106) Atlanta, GA
B
07/30/2020 - 07/09/2021 INVESCO DISTRIBUTORS, INC. (CRD#:7369) ATLANTA, GA
B
03/04/2016 - 07/16/2020 JANUS HENDERSON DISTRIBUTORS (CRD#:28832) DENVER, CO
IA
01/27/2015 - 03/07/2016 WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC (CRD#:11025) ST. LOUIS, MO
IA
09/04/2014 - 03/07/2016 WELLS FARGO ADVISORS, LLC (CRD#:19616) ST. LOUIS, MO
B
01/27/2015 - 03/07/2016 WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC (CRD#:11025) ST. LOUIS, MO
B
08/14/2014 - 03/07/2016 WELLS FARGO ADVISORS, LLC (CRD#:19616) ST. LOUIS, MO
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.