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WESLEY DANIEL PRUITT
CRD#: 6080349
IA
Investment Adviser
B
Broker
RBC CAPITAL MARKETS, LLCCRD#: 31194 750 TOWN AND COUNTRY BLVD
SUITE 325
HOUSTON, TX 77024-4576
Registration History
20132014201520162017201820192020202120222023202420252026IARBC CAPITAL MARKETS, LLC (CRD# 31194)2014 - Present (11 years)BRBC CAPITAL MARKETS, LLC (CRD# 31194)2013 - Present (11 years)
License(s)

State Registrations

B
Alabama 1/27/2014

B
Mississippi 1/27/2014

B
Arizona 1/31/2018

B
Missouri 1/27/2014

B
Arkansas 1/27/2014

B
Montana 3/26/2018

B
California 1/27/2014

B
Nebraska 2/4/2025

B
Colorado 1/27/2014

B
New Jersey 6/8/2017

B
Connecticut 11/29/2017

B
New York 1/27/2014

B
Delaware 4/15/2021

B
North Carolina 1/27/2014

B
District of Columbia 1/22/2025

B
Oklahoma 1/27/2014

B
Florida 1/27/2014

B
Oregon 11/4/2021

B
Georgia 9/22/2022

B
Pennsylvania 1/27/2014

B
Idaho 5/5/2016

B
South Carolina 1/27/2014

B
Illinois 1/27/2014

B
South Dakota 1/27/2014

B
Indiana 5/31/2019

B
Tennessee 1/27/2014

B
Iowa 12/26/2019

B
Texas 1/14/2014

B
Kentucky 6/18/2021

IA
Texas 1/14/2014

B
Louisiana 1/27/2014

B
Virginia 10/21/2021

B
Maine 3/1/2021

B
Washington 5/12/2021

B
Maryland 9/11/2014

B
West Virginia 3/15/2017

B
Massachusetts 6/4/2024

B
Wyoming 8/4/2021

SRO Registrations

B
BOX Exchange LLC

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe C2 Exchange, Inc.

B
Cboe EDGA Exchange, Inc.

B
Cboe EDGX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Investors' Exchange LLC

B
Long-Term Stock Exchange, Inc.

B
MEMX LLC

B
MIAX PEARL, LLC

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
NYSE National, Inc.

B
Nasdaq BX, Inc.

B
Nasdaq GEMX, LLC

B
Nasdaq ISE, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
RBC CAPITAL MARKETS, LLC (CRD#:31194)
750 TOWN AND COUNTRY BLVD SUITE 325, HOUSTON, TX 77024-4576
HOUSTON, TX
Registered with this firm since 1/14/2014

B
RBC CAPITAL MARKETS, LLC (CRD#:31194)
750 TOWN AND COUNTRY BLVD SUITE 325, HOUSTON, TX 77024-4576
HOUSTON, TX
Registered with this firm since 11/21/2013

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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.