Investment Adviser Public Disclosure SECNASAASECNASAASECNASAA
  • Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
< Back to Results
Detailed Report
Rachelle Marie Davis
RACHELLE MARIE BOFF, RACHELLE MARIE DAVIS, Rachelle Davis, Rachelle Davis-Boff
CRD#: 6079514
IA
Investment Adviser
B
Broker
MORGAN STANLEYCRD#: 149777 8889 Pelican Bay Boulevard
Suite 300
Naples, FL 34108
Registration History
2018201920202021202220232024202520262 FIRMS2019 - 2022 (2 years)2 FIRMS2022 - Present (3 years)BPARKLAND SECURITIES, LLC (CRD# 115368)2018 - 2019 (1 year)IASPC (CRD# 110692)2019 - 2019 (<1 year)
License(s)

State Registrations

B
Alabama 8/5/2022
B
Missouri 8/5/2022
B
Arizona 7/15/2022
B
Montana 8/5/2022
B
California 7/15/2022
B
Nevada 7/15/2022
B
Colorado 8/5/2022
B
New Jersey 8/5/2022
B
Connecticut 8/5/2022
B
New York 7/15/2022
B
Delaware 8/5/2022
IA
New York 8/1/2022
B
District of Columbia 8/5/2022
B
North Carolina 8/5/2022
B
Florida 7/15/2022
B
Ohio 8/7/2022
IA
Florida 7/25/2022
B
Oregon 7/15/2022
B
Georgia 7/15/2022
B
Pennsylvania 8/5/2022
B
Hawaii 7/15/2022
B
Rhode Island 8/5/2022
B
Illinois 8/5/2022
B
South Carolina 8/5/2022
B
Indiana 8/5/2022
B
Texas 7/15/2022
B
Kentucky 8/5/2022
IA
Texas 7/18/2022
B
Louisiana 8/5/2022
B
Vermont 8/5/2022
B
Maine 8/5/2022
B
Virginia 8/5/2022
B
Maryland 8/5/2022
B
Washington 7/15/2022
B
Massachusetts 7/15/2022
B
West Virginia 8/5/2022
B
Michigan 8/5/2022
B
Wisconsin 7/15/2022
B
Minnesota 7/15/2022

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MORGAN STANLEY (CRD#:149777)
8889 Pelican Bay Boulevard Suite 300, Naples, FL 34108
928 North Collier Boulevard 3Rd Floor, Marco Island, FL 34145
Registered with this firm since 7/18/2022
B
MORGAN STANLEY (CRD#:149777)
8889 Pelican Bay Boulevard Suite 300, Naples, FL 34108
928 North Collier Boulevard 3Rd Floor, Marco Island, FL 34145
Registered with this firm since 7/15/2022
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 12/06/2019 - 07/21/2022 AE WEALTH MANAGEMENT, LLC (CRD#:282580) HONOLULU, HI
B
 12/03/2019 - 07/20/2022 MADISON AVENUE SECURITIES, LLC (CRD#:23224) Honolulu, HI
IA
 02/01/2019 - 12/02/2019 SPC (CRD#:110692) Honolulu, HI
B
 12/18/2018 - 12/02/2019 PARKLAND SECURITIES, LLC (CRD#:115368) HONOLULU, HI
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.