• Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
Samuel Aaron Cherny
Samuel Cherny
CRD#: 6077221
IA
Investment Adviser
B
Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 1500 W MARKET ST
MEQUON, WI 53092
Registration History
20172018201920202021202220232024202520262 FIRMS2017 - 2017 (<1 year)2 FIRMS2017 - Present (7 years)
License(s)

State Registrations

B
Arizona 1/8/2018

B
Montana 1/8/2018

B
California 1/8/2018

B
Nevada 1/8/2018

B
Colorado 1/8/2018

B
New Jersey 1/4/2018

B
Connecticut 12/12/2017

B
New York 12/12/2017

IA
Connecticut 12/12/2017

IA
New York 4/19/2021

B
Delaware 7/7/2020

B
North Carolina 1/8/2018

B
District of Columbia 5/7/2024

B
Ohio 1/8/2018

B
Florida 1/8/2018

B
Pennsylvania 1/8/2018

B
Georgia 1/8/2018

B
South Carolina 1/8/2018

B
Illinois 1/8/2018

B
Tennessee 1/8/2018

B
Indiana 1/8/2018

B
Texas 1/8/2018

B
Kansas 1/8/2018

IA
Texas 1/8/2018

B
Louisiana 1/2/2024

B
Utah 1/15/2025

B
Maryland 1/8/2018

B
Virginia 7/7/2020

B
Massachusetts 1/8/2018

B
Washington 7/7/2020

B
Michigan 1/8/2018

B
Wisconsin 1/4/2018

B
Minnesota 7/7/2020

IA
Wisconsin 9/6/2019

B
Missouri 1/8/2018

SRO Registrations

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
1500 W MARKET ST, MEQUON, WI 53092
75 ROCKEFELLER PLZ, NEW YORK, NY 10019
Registered with this firm since 12/12/2017

B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
1500 W MARKET ST, MEQUON, WI 53092
75 ROCKEFELLER PLZ, NEW YORK, NY 10019
Registered with this firm since 12/12/2017

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
08/01/2017 - 11/28/2017 AXA ADVISORS, LLC (CRD#:6627) NEW YORK, NY
B
04/24/2017 - 11/28/2017 AXA ADVISORS, LLC (CRD#:6627) NEW YORK, NY
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.