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KIMBERLY IRVING THOMPSON
KIMBERLY AESHA KRISTA KAY IRVING, KIMBERLY AESHA KRISTA-KAY IRVING, KIMBERLY IRVING
CRD#: 6077127
IA
Investment Adviser
B
Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 110 N WACKER DR
PBIG - CHICAGO
CHICAGO, IL 60606
Registration History
201220142016201820202022202420262 FIRMS2024 - Present (<1 year)BMORGAN STANLEY (CRD# 149777)2013 - 2024 (11 years)BJ.P. MORGAN SECURITIES LLC (CRD# 79)2012 - 2013 (<1 year)BCHASE INVESTMENT SERVICES CORP. (CRD# 25574)2012 - 2012 (<1 year)IAMORGAN STANLEY (CRD# 149777)2015 - 2024 (8 years)
License(s)

State Registrations

B
Alabama 12/10/2024

B
Nebraska 12/10/2024

B
Alaska 12/10/2024

B
Nevada 12/10/2024

B
Arizona 12/10/2024

B
New Hampshire 12/10/2024

B
Arkansas 12/10/2024

B
New Jersey 12/10/2024

B
California 12/10/2024

B
New Mexico 12/10/2024

B
Colorado 12/10/2024

B
New York 12/10/2024

B
Connecticut 12/10/2024

B
North Carolina 12/10/2024

B
Delaware 12/10/2024

B
North Dakota 12/10/2024

B
District of Columbia 12/10/2024

B
Ohio 12/10/2024

B
Florida 12/10/2024

B
Oklahoma 12/10/2024

B
Georgia 12/10/2024

B
Oregon 12/10/2024

B
Hawaii 12/10/2024

B
Pennsylvania 12/10/2024

B
Idaho 12/10/2024

B
Puerto Rico 12/10/2024

B
Illinois 11/27/2024

B
Rhode Island 12/10/2024

IA
Illinois 11/27/2024

B
South Carolina 12/10/2024

B
Indiana 12/10/2024

B
South Dakota 12/10/2024

B
Iowa 12/10/2024

B
Tennessee 12/10/2024

B
Kansas 12/10/2024

B
Texas 12/10/2024

B
Kentucky 12/10/2024

IA
Texas 12/18/2024

B
Louisiana 12/10/2024

B
Utah 12/10/2024

B
Maine 12/10/2024

B
Vermont 12/10/2024

B
Maryland 12/10/2024

B
Virgin Islands 12/10/2024

B
Massachusetts 12/10/2024

B
Virginia 12/10/2024

B
Michigan 12/10/2024

B
Washington 12/10/2024

B
Minnesota 12/10/2024

B
West Virginia 12/10/2024

B
Mississippi 12/10/2024

B
Wisconsin 12/10/2024

B
Missouri 12/10/2024

B
Wyoming 12/10/2024

B
Montana 12/10/2024

SRO Registrations

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
110 N WACKER DR PBIG - CHICAGO, CHICAGO, IL 60606
Registered with this firm since 11/27/2024

B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
110 N WACKER DR PBIG - CHICAGO, CHICAGO, IL 60606
Registered with this firm since 11/27/2024

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
12/16/2015 - 11/21/2024 MORGAN STANLEY (CRD#:149777) Chicago, IL
B
09/23/2013 - 11/21/2024 MORGAN STANLEY (CRD#:149777) Chicago, IL
B
10/01/2012 - 06/27/2013 J.P. MORGAN SECURITIES LLC (CRD#:79) NEW YORK, NY
B
07/10/2012 - 10/01/2012 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) NEW YORK, NY
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.