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Detailed Report
JASON R RASMUSSEN
Jason Raymond Rasmussen
CRD#: 6074487
IA
Investment Adviser
B
Broker
OSAIC WEALTH, INC.CRD#: 23131 113 S MAIN ST
SUITE 301
LODI, WI 53555
Registration History
200620082010201220142016201820202022202420262 FIRMS2017 - 2020 (3 years)2 FIRMS2020 - 2024 (3 years)2 FIRMS2024 - Present (<1 year)BTRANSAMERICA FINANCIAL ADVISOR... (CRD# 16164)2012 - 2017 (4 years)IASSN ADVISORY, INC. (CRD# 126090)2017 - 2017 (<1 year)IATRANSAMERICA FINANCIAL ADVISOR... (CRD# 16164)2013 - 2017 (3 years)
Disclosure(s)
View By:
8/30/2016
Regulatory
Final
1/21/2011
Regulatory
Final
5/24/2010
Regulatory
Final
12/4/2009
Regulatory
Final
1/14/2008
Regulatory
Final
11/29/2005
Regulatory
Final
License(s)

State Registrations

B
Arizona 6/14/2024
IA
Wisconsin 6/14/2024
B
Wisconsin 6/14/2024

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
OSAIC WEALTH, INC. (CRD#:23131)
113 S MAIN ST SUITE 301, LODI, WI 53555
Registered with this firm since 6/14/2024
B
OSAIC WEALTH, INC. (CRD#:23131)
113 S MAIN ST SUITE 301, LODI, WI 53555
Registered with this firm since 6/14/2024
Previous Registration(s)
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IA
 09/18/2020 - 06/14/2024 SECURITIES AMERICA ADVISORS, INC. (CRD#:110518) LA CROSSE, WI
B
 09/18/2020 - 06/14/2024 SECURITIES AMERICA, INC. (CRD#:10205) LA CROSSE, WI
IA
 07/13/2017 - 09/18/2020 SSN ADVISORY, INC. (CRD#:126090) Brookfield, WI
B
 06/26/2017 - 09/18/2020 SECURITIES SERVICE NETWORK, LLC (CRD#:13318) BROOKFIELD, WI
IA
 06/26/2017 - 07/05/2017 SSN ADVISORY, INC. (CRD#:126090) Brookfield, WI
IA
 10/09/2013 - 06/27/2017 TRANSAMERICA FINANCIAL ADVISORS, INC. (CRD#:16164) MADISON, WI
B
 07/11/2012 - 06/27/2017 TRANSAMERICA FINANCIAL ADVISORS, INC (CRD#:16164) MADISON, WI
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.