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Brett Alan James
CRD#: 6074300
IA
Investment Adviser
B
Broker
EDWARD JONESCRD#: 250 115 West Broadway Ave
Broken Arrow, OK 74012
Registration History
201220142016201820202022202420262 FIRMS2012 - Present (12 years)
License(s)

State Registrations

B
Alabama 1/2/2020

B
Missouri 8/9/2012

B
Arkansas 8/9/2012

B
Nevada 5/4/2016

B
California 6/11/2018

B
New York 5/4/2016

B
Colorado 1/21/2016

B
North Carolina 4/7/2022

B
District of Columbia 10/13/2022

B
Oklahoma 8/9/2012

B
Florida 8/9/2012

IA
Oklahoma 2/27/2013

B
Georgia 4/2/2020

B
South Carolina 10/8/2021

B
Illinois 5/4/2016

B
Tennessee 12/19/2022

B
Iowa 6/8/2015

B
Texas 8/9/2012

B
Kansas 8/9/2012

IA
Texas 12/10/2018

B
Kentucky 5/4/2016

B
Virginia 1/28/2016

SRO Registrations

B
FINRA

B
NYSE American LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
EDWARD JONES (CRD#:250)
115 West Broadway Ave, Broken Arrow, OK 74012
Registered with this firm since 8/9/2012

B
EDWARD JONES (CRD#:250)
115 West Broadway Ave, Broken Arrow, OK 74012
Registered with this firm since 7/20/2012

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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.