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AUSTIN CARL WOLTERS
Austin Carl Wolters, Austin Wolters
CRD#: 6070671
IA
Investment Adviser
B
Broker
FIDELITY PERSONAL AND WORKPLACE ADVISORSCRD#: 288590 3100 S. COLLEGE AVE.
SUITE 110
FORT COLLINS, CO 80525-2654
FIDELITY BROKERAGE SERVICES LLCCRD#: 7784 3100 S. COLLEGE AVE.
SUITE 110
FORT COLLINS, CO 80525
Registration History
201220142016201820202022202420262 FIRMS2014 - 2017 (3 years)2 FIRMS2020 - 2021 (1 year)2 FIRMS2023 - Present (1 year)BFIDELITY BROKERAGE SERVICES LLC (CRD# 7784)2012 - 2014 (1 year)
License(s)

State Registrations

B
Colorado 8/7/2023

B
New Mexico 7/3/2024

IA
Colorado 8/11/2023

B
Ohio 5/19/2024

B
Georgia 7/19/2024

B
South Dakota 6/14/2024

B
Illinois 12/5/2023

B
Texas 8/7/2023

B
Kansas 8/7/2024

IA
Texas 8/11/2023

B
Massachusetts 7/12/2024

B
Virginia 4/3/2024

B
Michigan 4/26/2024

B
Washington 6/10/2024

B
Nebraska 8/8/2024

B
Wyoming 8/7/2023

SRO Registrations

B
FINRA

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
FIDELITY PERSONAL AND WORKPLACE ADVISORS (CRD#:288590)
3100 S. COLLEGE AVE. SUITE 110, FORT COLLINS, CO 80525-2654
Registered with this firm since 8/11/2023

B
FIDELITY BROKERAGE SERVICES LLC (CRD#:7784)
3100 S. COLLEGE AVE. SUITE 110, FORT COLLINS, CO 80525
FORT COLLINS, CO
Registered with this firm since 8/7/2023

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
07/08/2020 - 10/07/2021 FIDELITY PERSONAL AND WORKPLACE ADVISORS (CRD#:288590) GREENWOOD VILLAGE, CO
B
06/01/2020 - 10/07/2021 FIDELITY BROKERAGE SERVICES LLC (CRD#:7784) GREENWOOD VILLAGE, CO
IA
10/29/2014 - 03/21/2017 USAA FINANCIAL PLANNING SERVICES (CRD#:106352) SAN ANTONIO, TX
B
01/28/2014 - 03/21/2017 USAA FINANCIAL ADVISORS, INC. (CRD#:129035) ADDISON, TX
B
08/03/2012 - 01/02/2014 FIDELITY BROKERAGE SERVICES LLC (CRD#:7784) WESTLAKE, TX
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.