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DEAN CHARLES TURNER
CRD#: 6070346
IA
Investment Adviser
B
Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 110 N WACKER DR
PBIG - CHICAGO
CHICAGO, IL 60606
Registration History
201220142016201820202022202420262 FIRMS2013 - 2015 (1 year)2 FIRMS2015 - Present (9 years)BMIDWESTERN SECURITIES TRADING ... (CRD# 101080)2012 - 2013 (<1 year)IAMIDWESTERN SECURITIES TRADING ... (CRD# 101080)2013 - 2013 (<1 year)
License(s)

State Registrations

B
Alaska 11/1/2017

B
Minnesota 4/1/2015

B
Arizona 4/1/2015

B
Nevada 4/1/2015

B
California 4/1/2015

B
New Jersey 4/1/2015

B
Colorado 5/13/2016

B
New York 4/1/2015

B
Connecticut 11/14/2019

B
North Carolina 11/30/2016

B
Delaware 2/15/2021

B
Ohio 5/8/2017

B
Florida 4/1/2015

B
Oregon 4/1/2015

IA
Florida 12/16/2020

B
Pennsylvania 8/20/2018

B
Georgia 5/20/2020

B
Puerto Rico 1/30/2025

B
Illinois 3/19/2015

B
South Carolina 4/1/2015

IA
Illinois 3/19/2015

B
Tennessee 6/29/2022

B
Indiana 4/1/2015

B
Texas 4/1/2015

B
Iowa 3/15/2017

IA
Texas 4/15/2015

B
Kansas 12/13/2024

B
Utah 3/28/2019

B
Kentucky 5/18/2017

B
Virginia 4/1/2015

B
Maryland 9/29/2016

B
Wisconsin 4/1/2015

B
Massachusetts 11/7/2019

B
Wyoming 9/16/2022

B
Michigan 4/1/2015

SRO Registrations

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Nasdaq Stock Market

B
New York Stock Exchange

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Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
110 N WACKER DR PBIG - CHICAGO, CHICAGO, IL 60606
Registered with this firm since 3/19/2015

B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
110 N WACKER DR PBIG - CHICAGO, CHICAGO, IL 60606
Registered with this firm since 3/19/2015

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
07/25/2013 - 03/10/2015 UBS FINANCIAL SERVICES INC. (CRD#:8174) OAKBROOK TERRACE, IL
B
07/25/2013 - 03/10/2015 UBS FINANCIAL SERVICES INC. (CRD#:8174) OAKBROOK TERRACE, IL
IA
03/06/2013 - 06/28/2013 MIDWESTERN SECURITIES TRADING CO.,LLC (CRD#:101080) EAST PEORIA, IL
B
09/11/2012 - 06/28/2013 MIDWESTERN SECURITIES TRADING COMPANY, LLC (CRD#:101080) EAST PEORIA, IL
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.